Compliance Professionals in London is seeking an experienced Compliance Advisor to provide day-to-day advisory support to Front Office and trading-related functions. You will contribute to delivering and evolving the firm's compliance framework and support surveillance across the desk.
You will review alerts, investigate market conduct concerns, advise on energy derivatives, and help with regulatory obligations under MAR, MiFID II/MiFIR and EMIR.
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Energy Derivatives Compliance Advisor employer: Compliance Professionals
As a leading private bank in the UK, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee development and well-being. Our commitment to compliance excellence not only ensures a rewarding career path for our Financial Crime Compliance Lead but also offers unique opportunities for professional growth through continuous training and mentorship. Join us to be part of a prestigious institution where your expertise in wealth management will be valued and your contributions will make a meaningful impact.
