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Compliance Professionals

Deputy Head of Compliance

London Full-Time 43200 - 72000 £ / year (est.) No home office possible

Job Description

THE COMPANY:

Our client is an international corporate and retail banking group with a global reach.

THE RESPONSIBILITIES:

Have a good understanding of relevant legislation, the PRA and FCA Handbooks
Identifies the regulatory risks the bank faces, mitigating controls and make appropriate changes.
Ensures that the Compliance RCSAs are complete and up to date.
Tracks upstream regulatory change
Help plan, prepare and execute the compliance monitoring programme.
To oversee and carry out conduct risk controls, monitor the business for conduct risk issues and support conduct risk projects.
To provide advice and training
Update policies and procedures as appropriate
Consumer Duty and TCF obligations.
The production of the monthly MI
To act as the point of contact for Data protection matters and support the DPO
Monitor compliance with the UK GDPR and other applicable data protection legislation
To undertake breach investigation and reporting into data breaches
Deliver Data Protection training to staff from time to time.

EXPERIENCE REQUIRED:

Relevant experience within a Deputy or compliance manager role in the banking sector.
Strong knowledge of regulatory compliance rather than financial crime
People management experience – previous experience in managing a small team
Strong communication skills, with the ability to engage effectively with stakeholders at all levels.
Experience with compliance monitoring, risk assessments, regulatory reporting, or governance frameworks.
Full understanding of the FCA Handbook

For further information please contact Natalie Eshelby

Deputy Head of Compliance employer: Compliance Professionals

As a leading international corporate and retail banking group, we pride ourselves on fostering a dynamic work environment that prioritises employee growth and development. Our commitment to compliance excellence is matched by our supportive culture, where team members are encouraged to engage with stakeholders and contribute to meaningful projects. Located in a vibrant city, we offer competitive benefits and opportunities for professional advancement, making us an exceptional employer for those seeking a rewarding career in the banking sector.