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- Tasks: Support compliance and financial crime advice in a leading wealth management firm.
- Company: Award-winning wealth management firm based in London.
- Benefits: Gain valuable experience in compliance with potential for future opportunities.
- Why this job: Join a dynamic team and enhance your understanding of the wealth management industry.
- Qualifications: Strong knowledge of UK wealth management and regulatory environment required.
- Other info: Temporary role with a chance to make impactful contributions.
The predicted salary is between 36000 - 60000 £ per year.
THE COMPANY: Our client is an award-winning wealth management firm based in London. They are looking to hire temporary compliance support, to assist with general compliance and financial crime advice to the business.
THE RESPONSIBILITIES:
- Deliver the Ongoing Advice Review
- Perform regulatory horizon scanning and provide written updates to the CRO and for committees
- Support the regulatory risk assessment
- Provide advice and guidance to the business on regulatory matters as assigned, in line with the firm’s risk appetite.
- Undertake other compliance related activities as assigned
EXPERIENCE REQUIRED:
- Must have strong understanding of the UK wealth management industry, its activities, products and services
- Strong experience of suitability
- Understanding of the UK regulatory environment for wealth management firms
- Experience of supporting risk or regulatory projects
- Minimum of five years’ experience in Compliance
- Experience in a role which involved significant stakeholder management
For further information please contact Hannah Tabatabai.
Compliance Temporary Support – Wealth management (6 month FTC) employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Temporary Support – Wealth management (6 month FTC)
✨Tip Number 1
Network like a pro! Reach out to your connections in the wealth management industry and let them know you're on the lookout for compliance roles. You never know who might have the inside scoop on temporary positions or can put in a good word for you.
✨Tip Number 2
Brush up on your regulatory knowledge! Make sure you're up-to-date with the latest compliance regulations and trends in the UK wealth management sector. This will not only boost your confidence but also impress potential employers during interviews.
✨Tip Number 3
Practice your interview skills! Prepare for common compliance-related questions and think about how your experience aligns with the responsibilities of the role. Mock interviews with friends or mentors can help you nail your delivery.
✨Tip Number 4
Don't forget to apply through our website! We’ve got loads of opportunities that might just be the perfect fit for you. Plus, applying directly can sometimes give you an edge over other candidates.
We think you need these skills to ace Compliance Temporary Support – Wealth management (6 month FTC)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role. Highlight your experience in compliance and wealth management, focusing on relevant skills that match the job description. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this temporary compliance support role. Share specific examples of your experience in regulatory matters and stakeholder management to grab our attention.
Showcase Your Understanding of Regulations: Since this role involves providing advice on regulatory matters, make sure to demonstrate your strong understanding of the UK regulatory environment in your application. We love candidates who can clearly articulate their knowledge and experience in this area!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at Compliance Professionals
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of the UK wealth management industry and its regulatory environment. Be ready to discuss specific regulations and how they impact the business, as this will show that you understand the role and can provide valuable insights.
✨Prepare for Scenario Questions
Expect questions that ask you to demonstrate your experience with compliance issues or stakeholder management. Think of examples from your past roles where you successfully navigated complex regulatory challenges or provided effective advice to stakeholders.
✨Show Your Communication Skills
Since the role involves advising the business, it’s crucial to showcase your ability to communicate complex compliance matters clearly. Practice explaining regulatory concepts in simple terms, as this will highlight your capability to support the team effectively.
✨Research the Company Culture
Get a feel for the company’s values and culture by checking their website and any recent news articles. This will help you tailor your responses to align with their ethos and demonstrate that you’re a good fit for their team.
