At a Glance
- Tasks: Monitor compliance, assess regulations, and provide training in a dynamic banking environment.
- Company: Join an international banking firm committed to high ethical standards.
- Benefits: Gain valuable experience in compliance with potential for career advancement.
- Other info: This is a 6-month fixed-term contract with opportunities for professional growth.
- Why this job: Make a real impact by ensuring regulatory compliance and supporting a strong ethical culture.
- Qualifications: Experience in compliance, strong analytical skills, and proficiency in data analysis.
The predicted salary is between 50000 - 60000 € per year.
THE COMPANY: We have been instructed by an international banking firm in their search for a Compliance Officer. The ideal candidate will have multi-domain expertise across AML, Sanctions, Governance, Data Protection, and Conduct Risk.
THE RESPONSIBILITIES:
- Track and assess regulatory developments
- Update internal policies and procedures
- Deliver targeted training and regulatory guidance
- Execute the Compliance Monitoring Programme (2nd line controls and thematic reviews)
- Conduct in-depth testing of key controls
- Draft clear, actionable Compliance Monitoring and Testing reports
- Provide practical, risk-based recommendations
- Lead and support compliance investigations
- Maintain awareness of emerging risks and regulatory trends
- Translate complex regulatory requirements into practical business guidance
- Ensure advice remains relevant, proportionate, and aligned to business operations
- Escalate material issues to the Head of Compliance in a timely manner
- Provide support and cover for MLRO and DPO responsibilities
- Assist with regulatory reporting requirements
- Support team members and provide cover where required
EXPERIENCE REQUIRED:
- Extensive experience within compliance environment in particular in monitoring and investigation fields
- Good understanding of the FCA/PRA regulatory requirements and culture
- High ethical standards and integrity
- Strong analytical and problem-solving skills
- Good data analysis capability (Excel proficiency expected)
- Strong communication and stakeholder management skills
For further information please contact Natalie Eshelby.
Compliance Officer (6 month FTC) employer: Compliance Professionals
As an international banking firm, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee development and well-being. Our Compliance Officer role offers a unique opportunity to engage with diverse regulatory challenges while benefiting from comprehensive training programmes and a supportive team environment, all within a vibrant city location that enhances both professional and personal growth.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer (6 month FTC)
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for opportunities. You never know who might have a lead or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of AML, Sanctions, and other key areas mentioned in the job description. We want you to be able to showcase your expertise and how it aligns with the role.
✨Tip Number 3
Don’t just apply anywhere; focus on roles that excite you! Use our website to find positions that match your skills and interests. Tailor your approach to each application to stand out from the crowd.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in showing your enthusiasm for the role. Plus, it keeps you fresh in their minds as they make their decision.
We think you need these skills to ace Compliance Officer (6 month FTC)
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Officer role. Highlight your experience in AML, Sanctions, and Governance, and don’t forget to showcase your analytical skills and understanding of FCA/PRA regulations.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention specific experiences that relate to the responsibilities listed in the job description.
Showcase Your Skills:Don’t just list your skills; demonstrate them! Use examples from your past roles to show how you've successfully navigated compliance challenges and delivered results.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and get to know you better!
How to prepare for a job interview at Compliance Professionals
✨Know Your Regulations
Make sure you brush up on the FCA and PRA regulatory requirements before your interview. Being able to discuss these in detail will show that you’re not just familiar with compliance but that you understand the nuances of the regulations that govern the industry.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills in past roles, especially in monitoring and investigations. Be ready to discuss specific situations where your data analysis led to actionable insights or improvements in compliance processes.
✨Communicate Clearly
Since strong communication is key for this role, practice articulating complex regulatory concepts in simple terms. This will demonstrate your ability to translate regulatory requirements into practical business guidance, which is crucial for a Compliance Officer.
✨Be Ready for Scenario Questions
Expect scenario-based questions that assess your problem-solving abilities. Think about potential compliance issues you might face and how you would handle them. This will help you showcase your critical thinking and risk management skills effectively.
