Compliance Monitoring Specialist (Banking & FCA)
Compliance Monitoring Specialist (Banking & FCA)

Compliance Monitoring Specialist (Banking & FCA)

Full-Time 43200 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Monitor compliance and support regulatory reporting in a dynamic banking environment.
  • Company: A leading compliance consulting firm based in Greater London.
  • Benefits: Competitive salary, professional development, and a collaborative work culture.
  • Why this job: Join a team where your expertise shapes compliance frameworks and drives industry standards.
  • Qualifications: Minimum three years of compliance experience and knowledge of the FCA Handbook.

The predicted salary is between 43200 - 72000 £ per year.

A compliance consulting firm based in Greater London is seeking an experienced compliance professional to undertake compliance monitoring tasks, support regulatory reporting, and maintain relationships within the firm. The ideal candidate will have at least three years of general compliance experience, knowledge of the FCA Handbook, and a strong background in the banking environment. This role offers the opportunity to work closely with the Head of Compliance and contribute to the overall compliance framework.

Compliance Monitoring Specialist (Banking & FCA) employer: Compliance Professionals

Join a dynamic compliance consulting firm in Greater London, where we prioritise employee development and foster a collaborative work culture. With a strong focus on compliance excellence, we offer competitive benefits, opportunities for professional growth, and the chance to work alongside industry experts, making it an ideal environment for those looking to make a meaningful impact in the banking sector.
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Contact Detail:

Compliance Professionals Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Monitoring Specialist (Banking & FCA)

✨Tip Number 1

Network like a pro! Reach out to your connections in the banking and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there.

✨Tip Number 2

Prepare for interviews by brushing up on the FCA Handbook and current compliance trends. We want you to be able to discuss how your experience aligns with the role and demonstrate your knowledge confidently.

✨Tip Number 3

Showcase your soft skills! Compliance isn’t just about rules; it’s about relationships. Be ready to talk about how you've built rapport with colleagues and stakeholders in your previous roles.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.

We think you need these skills to ace Compliance Monitoring Specialist (Banking & FCA)

Compliance Monitoring
Regulatory Reporting
FCA Handbook Knowledge
Banking Environment Experience
Relationship Management
General Compliance Experience
Attention to Detail
Analytical Skills
Communication Skills
Collaboration Skills

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your compliance experience, especially in banking and with the FCA Handbook. We want to see how your background aligns with what we're looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Keep it concise but impactful.

Showcase Relevant Skills: Don’t forget to mention any specific skills that relate to compliance monitoring and regulatory reporting. We love seeing candidates who can demonstrate their expertise in these areas!

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!

How to prepare for a job interview at Compliance Professionals

✨Know Your FCA Handbook

Make sure you’re well-versed in the FCA Handbook. Brush up on key regulations and recent updates that could impact compliance monitoring. This will show your potential employer that you’re proactive and knowledgeable about the industry.

✨Showcase Your Experience

Prepare specific examples from your past roles that highlight your compliance experience, especially in banking. Use the STAR method (Situation, Task, Action, Result) to structure your answers and demonstrate how you’ve successfully navigated compliance challenges.

✨Build Rapport with the Interviewers

Since this role involves maintaining relationships within the firm, practice building rapport during the interview. Be personable, ask insightful questions about the team dynamics, and express genuine interest in their compliance framework.

✨Stay Updated on Industry Trends

Research current trends and challenges in the compliance landscape, particularly in banking. Being able to discuss these topics will not only impress your interviewers but also show that you’re committed to staying informed and relevant in your field.

Compliance Monitoring Specialist (Banking & FCA)
Compliance Professionals

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