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For Companies At a Glance
- Tasks: Monitor compliance and ensure the firm follows regulations while conducting investigations.
- Company: Join a leading trading firm that's expanding and thriving in the financial services industry.
- Benefits: Enjoy a permanent position with opportunities for growth and development.
- Why this job: Be part of a dynamic team, make an impact, and enhance your analytical skills.
- Qualifications: Experience in financial services and strong communication skills are essential.
- Other info: Ideal for those who thrive in a fast-paced environment and love problem-solving.
The predicted salary is between 36000 - 60000 £ per year.
THE COMPANY: Our client is a leading trading firm going through an exciting period of growth and expansion. They are looking to hire a Compliance Monitoring Analyst on a permanent basis.
THE RESPONSIBILITIES:
- Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and procedures.
- Assisting in the development and implementation of compliance policies and procedures.
- Conducting investigations and reviews of compliance issues, and making recommendations for corrective action.
- Provide support in creating reports that detail findings to update management.
- Maintaining accurate records and files of all compliance-related matters.
- Support the existing team with coordinating ongoing compliance projects and thematic reviews.
EXPERIENCE REQUIRED:
- Experience within the financial services industry ideally in second line compliance monitoring.
- Knowledge of the global regulatory framework.
- Excellent analytical skills and attention to detail.
- Strong written and verbal communication skills.
- Ability to work independently and as part of a team.
- Strong organisational and time management skills.
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Compliance Monitoring Analyst employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Monitoring Analyst
✨Tip Number 1
Familiarize yourself with the latest regulations and compliance standards in the financial services industry. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals already working in compliance roles within trading firms. Attend industry events or join relevant online forums to gain insights and potentially get referrals that could lead to job opportunities.
✨Tip Number 3
Prepare to discuss specific compliance monitoring techniques and tools you have used in previous roles. Being able to articulate your hands-on experience will set you apart from other candidates.
✨Tip Number 4
Showcase your analytical skills by preparing examples of how you've identified compliance issues and implemented corrective actions in the past. Real-life scenarios can effectively illustrate your problem-solving abilities.
We think you need these skills to ace Compliance Monitoring Analyst
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Monitoring Analyst position. Understand the key responsibilities and required experience, especially in compliance monitoring within the financial services industry.
Highlight Relevant Experience: In your CV and cover letter, emphasize your experience in compliance monitoring and any relevant knowledge of the global regulatory framework. Use specific examples to demonstrate your analytical skills and attention to detail.
Craft a Strong Cover Letter: Write a tailored cover letter that addresses how your skills and experiences align with the responsibilities listed in the job description. Mention your ability to work independently and as part of a team, and provide examples of past successes in compliance roles.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. Ensure that your communication is clear and professional, reflecting your strong written skills.
How to prepare for a job interview at Compliance Professionals
✨Showcase Your Compliance Knowledge
Make sure to highlight your understanding of the global regulatory framework during the interview. Be prepared to discuss specific regulations and how they apply to the financial services industry.
✨Demonstrate Analytical Skills
Prepare examples that showcase your analytical skills and attention to detail. Discuss past experiences where you successfully identified compliance issues and the steps you took to resolve them.
✨Communicate Clearly
Since strong written and verbal communication skills are essential, practice articulating your thoughts clearly. You might be asked to explain complex compliance concepts, so clarity is key.
✨Emphasize Team Collaboration
While independence is important, also emphasize your ability to work as part of a team. Share examples of how you've collaborated on compliance projects or thematic reviews in the past.
