Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Ensure compliance with regulations and support daily operations in a dynamic trading environment.
- Company: Join an international market maker specializing in FX and commodities, known for providing liquidity.
- Benefits: Work in a vibrant London office with a focus on professional growth and development.
- Why this job: Be part of a crucial team that shapes compliance strategies in a fast-paced industry.
- Qualifications: 4+ years of compliance experience, especially in trading environments related to FX/commodities.
- Other info: This position requires 5 days in the office, fostering collaboration and teamwork.
The predicted salary is between 48000 - 84000 £ per year.
THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager. THE RESPONSIBILITIES: The Compliance Manager will play a crucial role in ensuring adherence to regulatory requirements, providing expert guidance on UK compliance matters. Support the Head of Compliance in day-to-day operations within the compliance function. Development of the firms compliance monitoring framework and delivery of the monitoring programme. Assist in the development, maintenance, and delivery of compliance-related materials, including policies, procedures and manuals. Cary out transaction monitoring and surveillance. Advise the businesses stakeholders on compliance-related matters and conduct standards. Assist with regulatory horizon scanning, interpreting regulations and implementing necessary changes EXPERIENCE REQUIRED: Minimum of 4 years of compliance experience, experience within a trading environment cover fx/commodities is essential Strong knowledge of relevant regulations in the financial services space in relation to derivatives transactions. Position is 5 days in the office. For further information please contact Marcus Courtney
Compliance Manager employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Familiarize yourself with the latest UK compliance regulations, especially those related to FX and commodities trading. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a fast-paced environment.
✨Tip Number 2
Network with professionals in the compliance field, particularly those who have experience in trading environments. Attend industry events or join relevant online forums to connect with potential colleagues and gain insights into the role.
✨Tip Number 3
Prepare to discuss specific examples from your previous roles where you successfully implemented compliance frameworks or improved monitoring processes. Real-life scenarios can showcase your expertise and problem-solving skills.
✨Tip Number 4
Research StudySmarter and understand our company culture and values. Tailoring your approach to align with our mission can make a significant difference in how you present yourself during the interview process.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Manager position. Understand the key responsibilities and required experience, especially in relation to FX and commodities trading.
Highlight Relevant Experience: In your CV and cover letter, emphasize your compliance experience, particularly within a trading environment. Be specific about your knowledge of regulations related to derivatives transactions.
Showcase Your Skills: Demonstrate your ability to develop compliance monitoring frameworks and deliver compliance-related materials. Provide examples of how you've successfully advised stakeholders on compliance matters in the past.
Tailor Your Application: Customize your application documents to reflect the language and requirements mentioned in the job description. Use keywords from the listing to ensure your application stands out to the hiring team.
How to prepare for a job interview at Compliance Professionals
✨Know Your Regulations
Make sure you have a solid understanding of the relevant regulations in the financial services space, especially those related to derivatives transactions. Be prepared to discuss how these regulations impact compliance practices.
✨Showcase Your Experience
Highlight your minimum of 4 years of compliance experience, particularly within a trading environment covering FX and commodities. Use specific examples from your past roles to demonstrate your expertise and problem-solving skills.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your ability to handle compliance challenges. Think about past situations where you had to provide guidance on compliance matters or develop monitoring frameworks, and be ready to share those experiences.
✨Engage with the Team
Since the position requires collaboration with the Head of Compliance and other stakeholders, show your interpersonal skills. Be prepared to discuss how you would support day-to-day operations and communicate effectively with team members.
