At a Glance
- Tasks: Implement compliance frameworks and execute monitoring programs in a dynamic banking environment.
- Company: Join an international banking firm with a strong focus on compliance and regulatory standards.
- Benefits: Gain valuable experience in compliance while working in a supportive team.
- Other info: Opportunity to work in a diverse cultural environment with excellent career growth.
- Why this job: Make a real impact by embedding a compliance culture in a leading financial institution.
- Qualifications: Degree or equivalent, with solid AML and compliance experience in banking.
The predicted salary is between 50000 - 60000 € per year.
Compliance Generalist covering AML and regulatory Compliance. Fully office based, 12 month FTC.
Individuals must have strong compliance and AML experience ideally in a corporate banking environment.
THE COMPANY: We have been instructed by an international banking firm in their search for a highly motivated and experienced Compliance professional to join their London team.
THE RESPONSIBILITIES:
- Work with the existing team to implement / embed the regulatory, financial crime and conduct risk frameworks across all business lines.
- Execute the Compliance Monitoring Program (CMP) to ensure all internal controls remain effective and up-to-date, suggesting improvements and enhancements as appropriate.
- Apply the existing systems and controls for countering money laundering / combating terrorist financing, with particular reference to retail and corporate customer on-boarding and ongoing reviews.
- Write / update policy and procedure documents as required, ensuring that any new / updated documents are embedded into the business units.
- Provide advice and guidance to the business units as required to embed a compliance culture and ensure that new products and trading activities are fully aligned with UK regulatory expectations.
- Undertake compliance / AML projects as required.
EXPERIENCE REQUIRED:
- Qualified to degree or equivalent standard, professional qualifications preferred.
- Solid experience in financial services compliance/AML in commercial banking/MiFID investment firms.
- Experience of working in different cultural environments.
- Sound understanding and knowledge of the UK financial services regulatory requirements and financial services and products.
- Previous experience in implementing and maintaining a comprehensive set of policies and procedures in financial services firms.
- Excellent communication skills, with the ability to engage with internal stakeholders.
For further information please contact Natalie Eshelby.
Compliance Generalist (12 month FTC) employer: Compliance Professionals
As an international banking firm based in London, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee development and well-being. Our Compliance Generalist role offers a unique opportunity to engage with a diverse team, implement impactful compliance frameworks, and contribute to a culture of integrity and excellence within the financial services sector. With a strong focus on professional growth and a commitment to regulatory adherence, we provide our employees with the tools and support needed to thrive in their careers.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Generalist (12 month FTC)
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and banking sectors. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on your AML and regulatory compliance knowledge. We recommend going through common interview questions and crafting your responses. Show them you’re not just familiar with the regulations, but that you can apply them effectively in real-world scenarios.
✨Tip Number 3
Don’t forget to showcase your experience with compliance monitoring programs! When you get the chance to chat with hiring managers, highlight specific examples of how you’ve implemented or improved compliance frameworks in previous roles. We want to see that you can hit the ground running!
✨Tip Number 4
Finally, apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take the initiative to connect directly with us. Let’s make this happen together!
We think you need these skills to ace Compliance Generalist (12 month FTC)
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights your compliance and AML experience, especially in a corporate banking environment. We want to see how your skills align with the responsibilities listed in the job description.
Showcase Your Achievements:When writing your application, don’t just list your duties; showcase your achievements! We love to see how you’ve made a difference in previous roles, especially in implementing compliance frameworks or enhancing internal controls.
Be Clear and Concise:Keep your application clear and to the point. We appreciate straightforward communication, so make sure your writing is easy to read and free of jargon. This will help us understand your qualifications better!
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Compliance Professionals
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of AML and regulatory compliance, especially in a corporate banking context. Familiarise yourself with the latest UK financial services regulations and be ready to discuss how you've applied these in previous roles.
✨Showcase Your Experience
Prepare specific examples from your past work that demonstrate your solid experience in compliance and AML. Think about times when you implemented policies or improved processes, and be ready to share these stories during the interview.
✨Engage with Stakeholders
Since excellent communication skills are key, practice how you would engage with internal stakeholders. Be prepared to discuss how you’ve provided guidance in the past and how you can help embed a compliance culture within the team.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions that show your interest in the role and the company. Inquire about their current compliance challenges or how they measure the effectiveness of their Compliance Monitoring Program. This shows you're proactive and genuinely interested!
