At a Glance
- Tasks: Provide practical compliance advice and support to branch staff and maintain compliance registers.
- Company: International banking group specialising in wholesale banking activities.
- Benefits: Gain valuable experience in a dynamic environment with potential for future opportunities.
- Other info: 6-month temporary position with opportunities for professional growth.
- Why this job: Make a real impact in compliance while developing your skills in a reputable banking institution.
- Qualifications: Experience in regulatory compliance and proficiency in Microsoft Office tools required.
The predicted salary is between 40500 - 49500 £ per year.
THE COMPANY: We have been instructed by an international banking group who specialise in wholesale banking activities. They are looking for a Compliance Assurance Officer.
THE RESPONSIBILITIES:
- To provide the branch staff with practical advice and guidance in relation to applicable laws, regulations and UK regulatory expectations.
- Assist Compliance and other departments with their implementation plans for internal policy and procedure changes.
- Support the Compliance department’s maintenance of an annual monitoring programme.
- Maintain Compliance registers and support Compliance in the preparation of Compliance reports for management.
- Documentation of identified risks and follow-up of agreed measures on allocated tasks.
- Maintain technical and soft skills to the level necessary to effectively discharge the obligations and responsibilities of the Compliance Assurance Officer.
- Support compliance team in other ad hoc duties.
EXPERIENCE REQUIRED:
- Experience in a regulatory compliance role in a small or medium sized Bank or sell side organisation.
- Experience of presenting at meetings in both a written and verbal format.
- Experience of leading or providing support in project related work.
- Proficiency with Microsoft Office tools, including the ability to produce written reports with MI/data analysis and visualisation.
Compliance Assurance Officer (6 months temp) employer: Compliance Professionals
As a leading wealth management firm in Greater London, we pride ourselves on fostering a collaborative work environment that prioritises compliance excellence and professional growth. Our commitment to employee development is reflected in our comprehensive training programmes and supportive culture, making us an ideal employer for compliance professionals seeking meaningful and rewarding careers in the financial services sector.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Assurance Officer (6 months temp)
✨Join Financial Networking Events
Jump into local finance meetups and conferences — they’re a goldmine for temporary roles in banking and financial services. You can chat with industry professionals and even get leads on upcoming opportunities that might not be posted online yet.
✨Utilise Temp Agencies Specialised in Finance
Reach out to temp agencies that focus on the banking sector. They often have strong ties with various firms and can help you secure short-term gigs that can help beef up your CV and get your foot in the door at firms like Compliance Professionals.
✨Connect with Alumni from Your Uni
Don't underestimate the power of your university’s alumni network. Many former students are working in banking and can help you find temporary roles or even offer mentorship. Reach out directly or attend alumni events to broaden your circle.
✨Stay Active on Job Boards and Company Websites
Keep your eyes peeled on job boards specifically for finance roles. Companies like Compliance Professionals might post temporary positions directly on their sites, so make sure to apply there too. Set alerts to catch those roles the moment they go live!
We think you need these skills to ace Compliance Assurance Officer (6 months temp)
Some tips for your application 🫡
Show Off Your Academic Achievements:In banking and financial services, your academic record can really make you stand out. List relevant grades, certifications, or coursework on your CV, especially if you've taken finance-related modules. This is particularly important for a temporary role where qualifications can help you shine even brighter!
Highlight Relevant Experience:If you’ve done any internships, part-time roles, or even coursework that aligns with banking or finance, make sure you include those! Showcase specific tasks where you used quantitative skills or analytical thinking, as this is what the hiring managers at Compliance Professionals will be keen to see in your application.
Tailor Your Cover Letter Purposefully:When writing your cover letter, focus on why you’re interested in a temporary position at Compliance Professionals. Let them know how you can quickly adapt to the team's needs and how eager you are to learn the ropes of the banking sector during this short stint. Your motivation and enthusiasm could really set you apart!
Be Prepared with References:For temporary roles, references can play a crucial role in your application. Make sure you’ve got a couple of references lined up who can vouch for your skills and work ethic. This helps to give Compliance Professionals confidence in your short-term commitment to the role.
How to prepare for a job interview at Compliance Professionals
✨Brush Up on Financial Regulations
Since this is a role in banking and financial services, be ready to discuss key regulations like MiFID, Basel III, or GDPR. These are hot topics, and your awareness of how they impact daily operations can give you a significant edge during your interview with Compliance Professionals.
✨Showcase Your Analytical Skills
Prepare for interview questions that assess your analytical abilities. You might need to tackle hypothetical scenarios involving risk assessment or financial forecasting. Bringing examples of relevant projects or coursework can emphasise your practical understanding of these concepts.
✨Highlight Flexibility and Adaptability
For a temporary role, showing that you can quickly pick up new processes and tools is crucial. Be ready to discuss previous experiences where you had to adapt to changing requirements or tight deadlines, as this will reassure Compliance Professionals that you’re a reliable team player.
✨Demonstrate a Willingness to Learn
In a temporary position, leaning into your eagerness to learn can really set you apart. Be prepared to share how you’re staying updated on industry trends or any additional training you've pursued. Employers appreciate candidates who are proactive about their development—even for short-term roles.
