Compliance Professionals is recruiting a Compliance Associate for a buy-side fund based in the City of London. The role involves delivering regulatory guidance across Investment, Client, Product, Distribution and Operations, and supporting the monitoring programme and governance of regulated entities.
The successful candidate will have 2–3 years of generalist/monitoring experience in asset or wealth management, strong UK regulatory knowledge, and be highly organised and proactive in a fast-paced
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Compliance Associate - Buy-side Regulation & Monitoring employer: Compliance Professionals
As a leading private bank in the UK, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee development and well-being. Our commitment to compliance excellence not only ensures a rewarding career path for our Financial Crime Compliance Lead but also offers unique opportunities for professional growth through continuous training and mentorship. Join us to be part of a prestigious institution where your expertise in wealth management will be valued and your contributions will make a meaningful impact.
