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- Tasks: Support compliance efforts and conduct due diligence in a dynamic banking environment.
- Company: International Wholesale Bank located in the vibrant City of London.
- Benefits: Gain valuable experience in compliance while working in a supportive team.
- Why this job: Make a real impact in compliance and risk management within a global bank.
- Qualifications: Experience in compliance and AML, with strong communication skills; Mandarin is a plus.
- Other info: Join a collaborative team with opportunities for professional growth.
The predicted salary is between 36000 - 60000 £ per year.
THE COMPANY:
We excited to be working with an International Wholesale Bank located in the City of London, who are looking for a Compliance Assistant to join the team.
THE RESPONSIBILITIES:
- In conjunction with the CCO, implement the annual AML risk assessment, compliance monitoring plan and perform the relevant quality assurance checks to ensure adherence of the branch to regulatory requirements.
- Conduct due diligence and EDD reviews on high‑risk relationships. Support the CCO regarding suspicious activity reports (SARs) in investigation and reporting.
- Managing 4 eye checks on onboarding cases performed by Business Development team.
- Provide progress reports and recommendations to senior management on the suitability to continue to do business with customers, in conjunction with the Business Development team.
- Help compile reports for the management team and internal risk committees.
- Support the CCO and Compliance Manager in administering Compliance registers and other activities relevant to operation of the branch.
- Undertake and document periodic Compliance monitoring as well as ensure effective ongoing maintenance of relevant Compliance team registers.
- Organize employee Compliance training on compliance matters.
- In support of the CCO, oversee and monitor effective implementation of measures to mitigate sanction risk.
- Maintaining and updating sanctions list, advising staff of changes.
- Act as liaison contact for the Compliance team with Head Office, providing management reporting and dealing with ad‑hoc requests, at all times keeping the CCO and Compliance Manager informed and seeking approval, as required.
EXPERIENCE REQUIRED:
- Generalist Compliance and AML experience from a banking background ideally
- Strong problem solving and multi‑tasking skills
- Strong communication & interpersonal skills
- Able to build effective relationships across the business.
- Spoken and written Mandarin is desirable
For further information please contact Hannah Tabatabai
#J-18808-Ljbffr
Compliance Assistant – Mandarin speaker (4 days in the office) employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Assistant – Mandarin speaker (4 days in the office)
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those already working at the bank. A friendly chat can open doors and give you insider info that could help you stand out.
✨Tip Number 2
Prepare for the interview by brushing up on your compliance knowledge and AML regulations. We want you to be ready to discuss how your skills align with the role, so practice common interview questions and have examples ready.
✨Tip Number 3
Show off your Mandarin skills! If you can speak and write in Mandarin, make sure to highlight this during your conversations. It’s a valuable asset that could set you apart from other candidates.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Compliance Assistant – Mandarin speaker (4 days in the office)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Assistant role. Highlight your relevant experience in compliance and AML, and don’t forget to mention your Mandarin skills if you have them!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the role and how your background aligns with the responsibilities listed in the job description.
Showcase Your Skills: We want to see your problem-solving and communication skills in action. Use specific examples from your past experiences to demonstrate how you've successfully navigated challenges in compliance or banking.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. We can’t wait to hear from you!
How to prepare for a job interview at Compliance Professionals
✨Know Your Compliance Basics
Make sure you brush up on your compliance and AML knowledge before the interview. Understand the key regulations and how they apply to the banking sector, especially in relation to risk assessments and due diligence. This will show that you're not just interested in the role but also knowledgeable about the industry.
✨Showcase Your Problem-Solving Skills
Prepare examples from your past experience where you've successfully tackled compliance issues or managed multiple tasks. Use the STAR method (Situation, Task, Action, Result) to structure your answers. This will help demonstrate your strong problem-solving abilities, which are crucial for this role.
✨Practice Your Mandarin
Since spoken and written Mandarin is desirable, make sure to practice your language skills. Be ready to discuss compliance topics in Mandarin if asked. This will not only highlight your language proficiency but also your commitment to the role and the company’s needs.
✨Build Rapport with Interviewers
During the interview, focus on building a connection with your interviewers. Ask insightful questions about the team and the company's compliance culture. This shows that you’re keen to integrate and collaborate effectively, which is essential for a Compliance Assistant.
