Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Support compliance efforts and conduct due diligence in a dynamic banking environment.
- Company: Join an international wholesale bank in the heart of London.
- Benefits: Gain valuable experience, develop skills, and work in a collaborative team.
- Why this job: Make a real impact on compliance and risk management in banking.
- Qualifications: Experience in AML/KYC or compliance, strong communication skills required.
- Other info: Opportunity to grow your career in a supportive and engaging workplace.
The predicted salary is between 36000 - 60000 £ per year.
We are excited to be working with an International Wholesale Bank located in the City of London, who are looking for a Compliance Assistant to join the team.
THE RESPONSIBILITIES
- In conjunction with the CCO, implement the annual AML risk assessment, compliance monitoring plan and perform the relevant quality assurance checks to ensure adherence of the branch to regulatory requirements.
- Conduct due diligence and EDD reviews on high-risk relationships.
- Support the CCO regarding suspicious activity reports (SARs) in investigation and reporting.
- Managing 4 eye checks on onboarding cases performed by the Business Development team.
- Provide progress reports and recommendations to senior management on the suitability to continue to do business with customers, in conjunction with the Business Development team.
- Help compile reports for the management team and internal risk committees.
- Support the CCO and Compliance Manager in administering Compliance registers and other activities relevant to the operation of the branch.
- Undertake and document periodic Compliance monitoring as well as ensure effective ongoing maintenance of relevant Compliance team registers.
- Organize employee Compliance training on compliance matters.
- In support of the CCO, oversee and monitor effective implementation of measures to mitigate sanction risk.
- Maintain and update sanctions list, advising staff of changes.
- Act as liaison contact for the Compliance team with Head Office, providing management reporting and dealing with ad-hoc requests, at all times keeping the CCO and Compliance Manager informed and seeking approval, as required.
EXPERIENCE REQUIRED
- Must be able to work 4 days in the city office.
- AML/KYC or compliance experience from a banking background.
- Strong problem solving and multi-tasking skills.
- Strong communication & interpersonal skills.
- Able to build effective relationships across the business.
- Spoken and written Mandarin is desirable but not essential.
Compliance Assistant (4 days in the office) employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Assistant (4 days in the office)
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those already working at the bank. A friendly chat can open doors and give you insider info on what they're really looking for.
✨Tip Number 2
Prepare for the interview by brushing up on your AML and KYC knowledge. We want you to be able to discuss real-world scenarios and show off your problem-solving skills. Practice makes perfect!
✨Tip Number 3
Show your enthusiasm for compliance! During interviews, let your passion shine through. Talk about why you love the field and how you can contribute to the team’s success.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step to connect with us directly.
We think you need these skills to ace Compliance Assistant (4 days in the office)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Assistant role. Highlight your AML/KYC experience and any relevant banking background. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Keep it concise but impactful – we love a good story!
Show Off Your Communication Skills: Since strong communication is key in this role, make sure your written application reflects that. Use clear language and structure your thoughts well. We appreciate clarity and professionalism!
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy – just a few clicks and you’re done!
How to prepare for a job interview at Compliance Professionals
✨Know Your Compliance Stuff
Make sure you brush up on your AML and KYC knowledge before the interview. Familiarise yourself with the latest regulations and compliance practices in the banking sector. This will show that you're not just interested in the role, but that you’re also proactive about staying informed.
✨Showcase Your Problem-Solving Skills
Prepare examples from your past experiences where you've successfully tackled compliance issues or managed multiple tasks. Use the STAR method (Situation, Task, Action, Result) to structure your answers. This will help demonstrate your strong problem-solving abilities, which are crucial for this role.
✨Build Rapport with Your Interviewers
Since strong communication and interpersonal skills are key for this position, practice building rapport during the interview. Be friendly, maintain eye contact, and engage with your interviewers. Ask insightful questions about the team and their compliance challenges to show your genuine interest.
✨Prepare for Technical Questions
Expect some technical questions related to compliance monitoring and due diligence processes. Review common scenarios you might face in the role and think through how you would handle them. Being well-prepared will boost your confidence and help you stand out as a knowledgeable candidate.
