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- Tasks: Join our team to ensure compliance and manage regulatory risks in asset management.
- Company: We're a leading alternative asset manager focused on compliance excellence.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth and development.
- Why this job: Be part of a culture that values continuous improvement and collaboration.
- Qualifications: 2-3 years in Compliance, AIFM exposure, and knowledge of relevant regulations required.
- Other info: Engage with various stakeholders and contribute to impactful compliance initiatives.
The predicted salary is between 36000 - 60000 £ per year.
THE COMPANY: Our client is a specialist alternative asset manager, looking for an experienced Compliance Analyst to be part of their expanding UK Compliance team. THE RESPONSIBILITIES:
- Undertake testing in line with the Compliance Monitoring Programme, working with the business on issues identified to ensure they are reported, and remediation is completed where needed. Review and develop the program to ensure regulatory risks are captured
- Ensure potential conflicts of interest are reviewed and appropriately escalated and recorded in line with Policies and Procedures
- Assist in the development of policies and the establishment of reviews of procedures and policies where needed
- Develop relationships with all relevant internal and external parties (such as ACD, custodians and various fund boards and committees), to ensure a culture of continuous improvement
- Be responsible for reviewing, recording and approving day-to-day compliance requests such as: PA Dealing, Gifts and Benefits, Outside business interests
- Assist the team by undertaking KYC, identification and sanction screening checks were required
- Assist the business by providing regulatory guidance where required
- Stay informed of regulatory developments and how they would impact on the business
- Carry out other duties and projects as and when required in line with team objectives
EXPERIENCE REQUIRED:
- The job holder will have gained around 2-3 years’ experience within the Compliance function of an AIFM
- Experience of AIFMD regulations
- An understanding of MiFID II and UCITS, SMCR and private equity would be ideal
- Excellent initiative and administration skills: proactively taking ownership of matters
- Strong verbal and written communication skills: externally and internally, including managing expectations proactively
- Excellent analytical and research abilities
- Excellent communication skills – able to communicate effectively and adapt to anyone within the broader team
- High level understanding of Risk in context of asset management
For further information please contact Spencer Evans #J-18808-Ljbffr
Compliance Analyst- must have AIFM exposure employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst- must have AIFM exposure
✨Tip Number 1
Familiarise yourself with AIFMD regulations and their implications for compliance roles. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to the field.
✨Tip Number 2
Network with professionals in the compliance sector, especially those with AIFM experience. Attend industry events or join relevant online forums to build connections that could lead to job opportunities.
✨Tip Number 3
Stay updated on the latest regulatory developments affecting asset management. Being knowledgeable about current trends will show potential employers that you are proactive and engaged in your field.
✨Tip Number 4
Prepare to discuss specific compliance challenges you've faced in previous roles. Highlighting your problem-solving skills and how you've navigated complex situations can set you apart from other candidates.
We think you need these skills to ace Compliance Analyst- must have AIFM exposure
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance, particularly within AIFM. Include specific examples of your work with AIFMD regulations and any relevant projects you've undertaken.
Craft a Strong Cover Letter: In your cover letter, emphasise your understanding of regulatory frameworks like MiFID II and UCITS. Discuss how your skills align with the responsibilities outlined in the job description, showcasing your initiative and communication abilities.
Highlight Relevant Experience: When detailing your previous roles, focus on your compliance monitoring experience and any instances where you developed policies or managed compliance requests. This will demonstrate your capability to handle the responsibilities of the role.
Showcase Analytical Skills: Provide examples of how you've used your analytical skills in past positions, especially in relation to risk management and compliance. This will help illustrate your ability to contribute to the company's compliance objectives.
How to prepare for a job interview at Compliance Professionals
✨Know Your Regulations
Make sure you have a solid understanding of AIFMD, MiFID II, and UCITS regulations. Be prepared to discuss how these regulations impact compliance processes and the asset management industry.
✨Demonstrate Analytical Skills
Prepare examples that showcase your analytical and research abilities. Discuss specific instances where you've identified compliance issues and how you addressed them, as this will highlight your problem-solving skills.
✨Build Rapport
Since the role involves developing relationships with various internal and external parties, think about how you can demonstrate your interpersonal skills. Share experiences where you've successfully collaborated with teams or stakeholders.
✨Stay Updated on Regulatory Changes
Show your commitment to continuous improvement by discussing how you keep informed about regulatory developments. Mention any resources or networks you utilise to stay ahead in the compliance field.
