At a Glance
- Tasks: Manage client onboarding and ensure compliance with AML/KYC policies.
- Company: Leading boutique investment firm in the City.
- Benefits: Gain valuable experience in a dynamic financial environment.
- Other info: Opportunity for professional growth in a fast-paced industry.
- Why this job: Join a team that values relationships and compliance in finance.
- Qualifications: 2+ years in KYC/client onboarding and proficient in MS Office.
The predicted salary is between 30000 - 40000 £ per year.
Our client is a leading boutique investment firm based in the City. They are seeking a Client Onboarding Analyst to undertake due diligence processes and understand the Anti-Money Laundering (AML) risks within client relationships.
THE RESPONSIBILITIES
- Manage new business requests received from the Front Office and oversee the KYC process end to end.
- Complete due diligence on new and existing accounts to ensure compliance with AML / KYC policies.
- Establish and maintain trusted relationships with clients to facilitate and accelerate the on-boarding processes.
- Provide guidance to the front office with regards to on-boarding policies and account initiation.
- Resolve ad-hoc queries related to all aspects of AML, highlighting and escalating issues as appropriate.
- Perform periodic reviews of accounts.
- Liaise regularly with Front Office to conduct workload planning, review status of key onboardings and prioritise outstanding requests.
- Identify process improvements, provide guidance on key processes and technology initiatives to the business.
- Remain abreast of all relevant regulatory obligations as they apply.
EXPERIENCE REQUIRED
- 2+ year professional experience in a KYC/client onboarding or in a similar role.
- Proficient in MS Office.
Client Onboarding Analyst (6 month FTC) employer: Compliance Professionals
As a leading boutique investment firm located in the heart of the City, we pride ourselves on fostering a collaborative and dynamic work environment that prioritises employee growth and development. Our commitment to excellence is matched by our dedication to providing comprehensive training and support, ensuring that our Client Onboarding Analysts not only thrive in their roles but also contribute meaningfully to our clients' success. With a focus on innovation and process improvement, we offer unique opportunities for career advancement while maintaining a culture of trust and respect.
