At a Glance
- Tasks: Join our team to support client onboarding and conduct essential due diligence.
- Company: International banking group in the heart of the City, specialising in project finance.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Collaborative culture with opportunities for career advancement.
- Why this job: Make a real impact in compliance and risk management while growing your career.
- Qualifications: 5-7 years in KYC/CDD roles with strong attention to detail and organisational skills.
The predicted salary is between 50000 - 60000 £ per year.
THE COMPANY
Our client is an international banking group based in the City that specialises in project and acquisition finance.
THE RESPONSIBILITIES
- Participate in the on-boarding process (e.g. preparation work, screening, research, etc.)
- Provide support in KYC data collection
- Perform CDD assessments and manage the internal approval process.
- Prepare AML-CFT risk assessment forms and ensure timely update of AML-CFT risk ratings
- Perform enhanced due diligence analyses for high risk customers
- Review and approve AML-CFT risk assessments and CDD forms for Low and Medium Risk clients
- Participate in Q&A with Compliance regarding KYT, KYC, CDD, etc.
- Ensure that reviews are carried out in time, chase Front‑Office for updates and delays’ rationale
- Perform KYC/CDD and credit support and administration
- Collect and file credit‑related documentation
- Prepare ‘new facility check lists’ and ‘annual review check lists’
- Prepare other regulatory documentation (e.g. MIFID II, EMIR, FATCA-CRS, GDPR, etc.)
- Ensure adequate audit trail is maintained, including CRM system inputs
- Create, maintain and manage client files and archives
- Prepare Customer Creation forms and ensure adequate system input
- Input relevant data into the CRM
- Participate in any relevant projects
- Collaborate with all stakeholders i.e. Relationship Managers, Back‑Office, etc. to ensure consistency in client information requests, and provide support in the adaptation and implementation of new policies and procedures.
- Review business documentation and other additional information provided by the line of business to ensure customer files are up‑to‑date and in line with policies and procedures to reduce risk.
- Contribution to regulatory horizon scanning on CDD.
- Perform CDD related remediation exercise as and when required
EXPERIENCE REQUIRED
- Previous experience KYC/CDD roles (5 to 7 years) from a Banking background
- Professional qualifications in AML/CDD
- Displays professional behaviour, positive attitude and integrity
- Ability to manage and prioritise numerous duties and deadlines simultaneously
- Strong attention to detail
- Good organisational, interpersonal and communication skills
- Ability to assess compliance and with laws, regulations and internal standards
- Proficient in MS Office Suite (Word and Excel)
Client Due Diligence and Data Management - 6m FTC employer: Compliance Professionals
As an international banking group located in the heart of the City, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee development and collaboration. Our commitment to professional growth is complemented by a comprehensive benefits package and a supportive environment where your contributions are valued, making us an excellent employer for those seeking meaningful and rewarding careers in the financial sector.
StudySmarter Expert Advice🤫
We think this is how you could land Client Due Diligence and Data Management - 6m FTC
✨Tip Number 1
Network like a pro! Reach out to your connections in the banking sector, especially those who have experience in KYC/CDD roles. A friendly chat can lead to insider info about job openings that might not even be advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of AML-CFT regulations and KYC processes. We recommend creating a cheat sheet with key points to discuss, so you can impress the interviewers with your expertise.
✨Tip Number 3
Don’t forget to showcase your organisational skills! During interviews, share examples of how you've managed multiple duties and deadlines in previous roles. This will highlight your ability to thrive in a fast-paced environment.
✨Tip Number 4
Apply through our website for a smoother process! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Client Due Diligence and Data Management - 6m FTC
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role. Highlight your KYC/CDD experience and any relevant qualifications. We want to see how your background fits with what we're looking for!
Showcase Your Skills:In your cover letter, showcase your organisational and communication skills. Mention specific examples of how you've managed multiple duties and deadlines in previous roles. This will help us see your potential!
Be Professional:Keep your application professional but let your personality shine through. We appreciate a positive attitude and integrity, so don’t hesitate to show us who you are while maintaining professionalism.
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at Compliance Professionals
✨Know Your KYC/CDD Stuff
Make sure you brush up on your knowledge of KYC and CDD processes. Be ready to discuss your previous experiences in these areas, as well as any specific regulations like AML and GDPR that are relevant to the role.
✨Showcase Your Attention to Detail
Since this role requires a strong focus on detail, prepare examples from your past work where your attention to detail made a difference. Highlight how you’ve managed documentation and ensured compliance with policies.
✨Prepare for Scenario Questions
Expect scenario-based questions that test your problem-solving skills in KYC/CDD situations. Think about how you would handle high-risk clients or manage tight deadlines while ensuring compliance.
✨Engage with Stakeholders
Demonstrate your ability to collaborate with various stakeholders. Prepare to discuss how you've worked with Relationship Managers or Back-Office teams in the past to ensure consistency in client information requests.
