At a Glance
- Tasks: Support compliance programmes and conduct due diligence in private equity deals.
- Company: Leading global private equity advisory firm in the West End.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Collaborate with teams in London, New York, Guernsey, and Luxembourg.
- Why this job: Join a global team and make a real impact in compliance.
- Qualifications: Experience in compliance within financial services and a degree.
The predicted salary is between 60000 - 80000 € per year.
THE COMPANY: Our client is a leading global private equity advisory firm based in the West End. This role will report directly to the Head of Compliance.
THE RESPONSIBILITIES:
- Assisting in the development and implementation of the anti-money laundering compliance programme for the investment advisor, including conducting client due diligence/KYC on relevant parties in private equity/credit deals and assessing AML and reputational risks.
- Reviewing and updating the annual MLRO report with the Head of Compliance.
- Assisting the Manager responsible for the compliance monitoring programme in developing and implementing tests for compliance with global policies and carrying out tasks set out in the compliance monitoring programme as required.
- Reviewing marketing materials against global marketing regulations.
- Conducting “red flag” screening of advisors appointed to assist with private equity/credit deals.
- Reviewing investment committee papers for identification of conflicts of interest for record-keeping purposes.
- Assisting with analysis and maintenance of the data protection register of processing activities.
- Providing compliance induction training for all new joiners (except US).
- Assisting with annual compliance training including preparing presentation slides, hand-outs, and knowledge questions.
- Assisting with the implementation of new legislation in the UK and Europe.
- Assisting with the development of compliance procedures and policies in accordance with best practice.
- Working as part of the global Compliance team with colleagues based in London, New York, Guernsey, and Luxembourg.
- Providing ad hoc advice to the business globally.
- Other duties and projects as required from time to time.
EXPERIENCE REQUIRED:
- Practical experience in Compliance in a financial services environment (ideally private equity).
- Substantial proven experience of the financial services industry.
- Educated to degree standard and willing to develop knowledge.
Senior Compliance Associate - Private Equity in City of London employer: Compliance Professionals
As a leading global private equity advisory firm located in the vibrant West End, we pride ourselves on fostering a dynamic work culture that values collaboration and innovation. Our employees benefit from comprehensive training programmes, opportunities for professional growth, and a commitment to compliance excellence, making us an exceptional employer for those seeking a meaningful career in financial services.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Associate - Private Equity in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the private equity space and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s not even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on compliance regulations and trends in the private equity sector. We recommend doing mock interviews with friends or using online platforms to get comfortable with common questions.
✨Tip Number 3
Showcase your expertise! Bring along examples of your previous work in compliance, especially any projects related to AML or KYC. This will help you stand out and demonstrate your hands-on experience.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Senior Compliance Associate - Private Equity in City of London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Associate role. Highlight your experience in compliance, especially in financial services and private equity. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Keep it concise but impactful – we love a good story!
Showcase Relevant Experience:When filling out your application, be sure to showcase any relevant experience you have with AML compliance, KYC processes, or compliance monitoring. We’re keen on seeing how you’ve tackled similar challenges in the past.
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy – just follow the prompts and you’ll be set!
How to prepare for a job interview at Compliance Professionals
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of anti-money laundering regulations and compliance practices, especially in the private equity sector. Familiarise yourself with KYC processes and be ready to discuss how you've applied these in past roles.
✨Showcase Your Analytical Skills
Prepare examples that highlight your ability to assess risks and conduct due diligence. Think about specific instances where you've identified potential issues or conflicts of interest and how you addressed them.
✨Be Ready for Teamwork Questions
Since this role involves working with a global compliance team, be prepared to discuss your experience collaborating with colleagues across different locations. Share examples of how you've successfully communicated and worked together to achieve compliance goals.
✨Demonstrate Your Training Experience
As you'll be involved in providing compliance training, think about your previous experiences in training or mentoring others. Be ready to explain how you approach creating engaging training materials and ensuring understanding among new joiners.
