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- Tasks: Ensure compliance with UK CASS regulations and manage client money reconciliations.
- Company: Join a leading Forex and CFD brokerage firm making waves in the financial sector.
- Benefits: Enjoy a dynamic work environment with opportunities for growth and development.
- Why this job: Be part of a crucial compliance team, enhancing processes and ensuring best practices.
- Qualifications: Experience in CASS roles and strong knowledge of regulatory requirements are essential.
- Other info: Collaborate with auditors and regulatory bodies while honing your analytical skills.
The predicted salary is between 36000 - 60000 £ per year.
THE COMPANY: Our client is a leading Forex and CFD brokerage firm. They are seeking a CASS Analyst to be responsible for ensuring CASS compliance with UK regulatory requirements.
THE RESPONSIBILITIES:
- Produce and review daily internal and external client money reconciliations within agreed deadlines.
- Challenge and enhance internal and external processes to ensure compliance and best practices.
- Generate daily Client Money reports using automated platforms, ensuring all outstanding items are monitored and escalated efficiently.
- Assist the Head of Compliance in overseeing day-to-day CASS, safeguarding controls and effectiveness.
- Assist in the annual CASS audits, liaising with auditors and regulatory bodies as needed.
- Responsible for preparing and timely submitting the monthly FCA CMAR return and other regulatory financial returns.
- Liaise with finance and assist compliance in monitoring tasks.
EXPERIENCE REQUIRED:
- Experience in a CASS position.
- Strong knowledge of CASS7 regulatory requirements.
- Some experience in client money reconciliations within financial services, investment, or wealth management.
- Strong understanding of regulatory regimes governing client money, such as UK CASS rules.
- Prior experience working with external auditors and managing audit delivery.
- Proficiency in Microsoft Excel, including the ability to handle data from multiple sources and generate accurate reports.
For further information please contact Natalie Eshelby.
CASS Analyst employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land CASS Analyst
✨Tip Number 1
Familiarise yourself with the latest CASS7 regulatory requirements. Understanding these regulations inside out will not only help you in interviews but also demonstrate your commitment to compliance and best practices.
✨Tip Number 2
Network with professionals in the Forex and CFD brokerage industry. Attend relevant events or join online forums where you can connect with others in the field, as this could lead to valuable insights and potential referrals.
✨Tip Number 3
Brush up on your Excel skills, especially in data handling and reporting. Being proficient in Excel is crucial for a CASS Analyst, so consider taking an advanced course or practising with real-world data sets to enhance your capabilities.
✨Tip Number 4
Prepare for potential interview questions by reviewing common scenarios related to client money reconciliations and compliance challenges. Think of examples from your past experience that showcase your problem-solving skills and ability to enhance processes.
We think you need these skills to ace CASS Analyst
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a CASS Analyst. Familiarise yourself with CASS compliance and the specific requirements mentioned in the job description.
Tailor Your CV: Highlight your relevant experience in CASS positions and client money reconciliations. Make sure to emphasise your knowledge of CASS7 regulatory requirements and any experience with external auditors.
Craft a Strong Cover Letter: Write a cover letter that specifically addresses how your skills and experiences align with the responsibilities of the CASS Analyst role. Mention your proficiency in Microsoft Excel and your ability to generate accurate reports.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial for a compliance role.
How to prepare for a job interview at Compliance Professionals
✨Know Your CASS Inside Out
Make sure you have a solid understanding of CASS7 regulatory requirements. Brush up on the latest updates and be prepared to discuss how these regulations impact client money reconciliations.
✨Showcase Your Analytical Skills
Be ready to demonstrate your proficiency in Microsoft Excel. Prepare examples of how you've used Excel to handle data and generate reports, as this will be crucial for the role.
✨Prepare for Scenario Questions
Expect questions that assess your problem-solving abilities. Think of scenarios where you had to challenge processes or enhance compliance measures, and be ready to explain your thought process.
✨Familiarise Yourself with Audit Processes
Since you'll be liaising with auditors, it’s important to understand the audit process. Be prepared to discuss any past experiences you have had with audits and how you managed those interactions.
