At a Glance
- Tasks: Review alerts, conduct investigations, and support transaction monitoring enhancements.
- Company: Dynamic investment brokerage with a strong compliance culture.
- Benefits: Gain valuable experience in financial crime prevention and compliance.
- Other info: Full-time office role with opportunities for professional growth.
- Why this job: Make a real difference in combating financial crime while developing your skills.
- Qualifications: Experience in financial crime advisory and transaction monitoring is essential.
The predicted salary is between 40000 - 50000 £ per year.
THE COMPANY Our client is a full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.
RESPONSIBILITIES
- Reviewing alerts generated daily by the transaction monitoring system and determining whether further investigation is required.
- Performing preliminary investigations by analysing customer and transaction data and escalating where required.
- Liaising with Account Executives and other departments to obtain additional information to conclude alerts.
- Concluding alerts by documenting a concise and clear rationale for closure.
- Drafting internal suspicious activity reports.
- Providing support to the business and other departments by responding to queries and requests for information.
- Supporting with the development of new transaction monitoring scenarios.
- Supporting with tuning and testing of existing transaction monitoring scenarios.
- Supporting with the implementation of enhancements to transaction monitoring systems and controls.
- Supporting with gathering information on new or emerging financial crime risks and determining whether enhancements to transaction monitoring scenarios are required.
- Drafting updates to procedure and process documentation.
- Supporting with the creation and distribution of management information.
- Maintaining accurate records and ensuring data integrity across systems.
- Supporting with other ad-hoc duties and projects where required.
- Keeping up to date with changes to anti-financial crime law, regulation and industry guidance.
EXPERIENCE REQUIRED
- Office based role - must be willing to work full time in office.
- Financial crime advisory and generalist experience and Transaction Monitoring experience.
- Experienced in analysing information, identifying risks and making recommendations.
- Ability to work effectively alone or as part of a team.
- Experience of working to tight deadlines and prioritising activities.
- Strong attention to detail.
- Flexible and adaptable approach to work.
Anti-Financial Crime Officer (temp 3 months) employer: Compliance Professionals
As a full-service investment brokerage firm located in the heart of the City, our client offers a dynamic work environment that fosters a strong compliance culture and prioritises employee development. With opportunities for growth and a commitment to maintaining high standards in anti-financial crime practices, employees can expect a supportive atmosphere where their contributions are valued. The company's international presence also provides unique insights into global financial markets, making it an excellent place for professionals seeking meaningful and rewarding careers.
StudySmarter Expert Advice🤫
We think this is how you could land Anti-Financial Crime Officer (temp 3 months)
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of anti-financial crime laws and regulations. We want you to be able to discuss how your experience aligns with the role. Practice common interview questions and have examples ready that showcase your analytical skills and attention to detail.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation for the opportunity. It shows your enthusiasm for the role and keeps you fresh in their minds. We love a proactive candidate!
✨Tip Number 4
Apply through our website! We make it super easy for you to find roles that match your skills. Plus, it gives us a chance to see your application directly. So, don’t wait around – get your application in and let’s land that job together!
We think you need these skills to ace Anti-Financial Crime Officer (temp 3 months)
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Anti-Financial Crime Officer role. Highlight your experience in financial crime advisory and transaction monitoring, and don’t forget to showcase your analytical skills and attention to detail!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention specific experiences that relate to the responsibilities listed in the job description, like your ability to analyse customer data or draft internal reports.
Showcase Your Team Spirit:This role requires collaboration with various departments, so make sure to highlight any teamwork experiences in your application. We love candidates who can work well alone but also thrive in a team environment!
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our awesome team!
How to prepare for a job interview at Compliance Professionals
✨Know Your Financial Crime Basics
Make sure you brush up on the latest anti-financial crime laws and regulations. Understanding the key concepts will not only help you answer questions confidently but also show your genuine interest in the role.
✨Prepare for Scenario-Based Questions
Expect to be asked how you would handle specific situations related to transaction monitoring. Think of examples from your past experience where you identified risks or made recommendations, and be ready to discuss them in detail.
✨Showcase Your Analytical Skills
Since the role involves analysing customer and transaction data, be prepared to demonstrate your analytical skills. You might be given a hypothetical scenario during the interview, so practice explaining your thought process clearly and logically.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions! Inquire about the company’s approach to emerging financial crime risks or how they support their employees in staying updated with industry changes. This shows your enthusiasm and commitment to the role.
