At a Glance
- Tasks: Conduct compliance audits and monitor regulatory risks in the insurance sector.
- Company: Join a dynamic insurance company with a strong compliance culture.
- Benefits: Gain international exposure, work in a supportive team, and develop your skills.
- Other info: Opportunity for occasional travel and a chance to grow within the industry.
- Why this job: Take ownership of audits and make a real impact on compliance practices.
- Qualifications: 2+ years in compliance audit, strong FCA knowledge, and excellent communication skills.
The predicted salary is between 40000 - 50000 € per year.
We are seeking an experienced Compliance Auditor / Compliance Monitoring Officer to join the Compliance team within our Insurance Division. This role offers the opportunity to deliver a risk‑based compliance monitoring programme across internal operations and external insurance distribution partners, covering Multi‑lines, Travel, and Accident & Health business lines. Reporting to the Compliance Officer, you will independently manage audits from planning through to reporting and action closure, providing assurance to the business, identifying regulatory risks, and supporting regulatory compliance across multiple jurisdictions. The role is primarily office‑based with remote auditing and occasional UK and European travel.
Key Responsibilities
- Deliver 2nd line risk‑based compliance audits and monitoring reviews
- Define audit scopes aligned to FCA requirements and business risks
- Conduct fieldwork including evidence reviews, interviews, walkthroughs, and control testing
- Produce clear audit reports with practical recommendations
- Identify root causes and support remediation activity
- Track and validate completion of audit actions
- Build strong relationships with internal stakeholders and external partners
- Support thematic reviews and regulatory readiness activity
- Maintain accurate audit documentation and records
- Keep up to date with regulatory developments and industry expectations
About You
- You will have experience in Compliance Assurance, Compliance Monitoring, or Compliance Audit within financial services, ideally insurance distribution.
- Minimum 2 years’ experience in a 2nd line compliance monitoring/audit role
- Strong FCA regulatory knowledge including PRIN, SYSC, ICOBS, and DISP
- Experience auditing third parties, intermediaries, or outsourced providers
- Strong analytical, investigative, and report‑writing skills
- Excellent stakeholder management and communication skills
- Ability to manage multiple audits independently
- High levels of professionalism, integrity, and independence
- Good Microsoft Office and audit/compliance systems knowledge
- ICA, CII, or other compliance qualifications
- Exposure to MFSA or wider European regulatory frameworks
What We Offer
- Exposure to international insurance operations
- Broad and varied compliance assurance work
- Supportive and collaborative team environment
If you are looking for a role where you can take ownership of audits and contribute to a strong compliance culture within a growing insurance business, we would like to hear from you.
Associate Compliance Auditor in Haywards Heath employer: Collinson Group
Join our dynamic Compliance team within the Insurance Division, where we prioritise a supportive and collaborative work culture that fosters professional growth. As an Associate Compliance Auditor, you will have the opportunity to engage in diverse compliance assurance work while building strong relationships with stakeholders across the UK and Europe. With a focus on employee development and exposure to international operations, we offer a rewarding environment for those looking to make a meaningful impact in the insurance sector.
StudySmarter Expert Advice🤫
We think this is how you could land Associate Compliance Auditor in Haywards Heath
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and insurance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. Be ready to discuss how your experience aligns with their needs, especially around FCA regulations. Show them you’re not just another candidate; you’re the right fit!
✨Tip Number 3
Practice your interview skills with a friend or mentor. Focus on articulating your audit experiences and how you’ve tackled compliance challenges in the past. The more comfortable you are, the better you’ll perform!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step to connect with us directly.
We think you need these skills to ace Associate Compliance Auditor in Haywards Heath
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Associate Compliance Auditor role. Highlight your experience in compliance assurance and monitoring, especially within financial services. We want to see how your skills align with our needs!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a perfect fit for our team. We love seeing genuine enthusiasm!
Showcase Your Skills:Don’t forget to highlight your analytical and report-writing skills in your application. We’re looking for someone who can produce clear audit reports and manage multiple audits independently, so make sure that shines through!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss any important updates from our team. We can’t wait to hear from you!
How to prepare for a job interview at Collinson Group
✨Know Your Regulations
Make sure you brush up on FCA regulations like PRIN, SYSC, ICOBS, and DISP. Being able to discuss these confidently will show that you understand the compliance landscape and can navigate it effectively.
✨Prepare for Practical Scenarios
Think about real-life audit scenarios you’ve encountered in your previous roles. Be ready to share specific examples of how you identified risks, conducted fieldwork, and produced reports. This will demonstrate your hands-on experience and problem-solving skills.
✨Showcase Your Stakeholder Management Skills
Since building relationships is key in this role, prepare to discuss how you've successfully managed internal and external stakeholders in the past. Highlight any strategies you used to foster collaboration and ensure compliance across teams.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions! Inquire about the company’s approach to compliance monitoring or how they stay updated with regulatory changes. This shows your genuine interest in the role and helps you assess if it’s the right fit for you.
