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- Tasks: You'll check files, answer compliance queries, and train advisers while working hybrid.
- Company: Join a top-notch IFA Compliance support organisation with an excellent reputation.
- Benefits: Enjoy remote work, 25 days holiday, birthday bonus, and fully expensed team outings.
- Why this job: This role offers flexibility, a supportive culture, and the chance to make a real impact.
- Qualifications: Must be Diploma qualified with experience in IFA compliance and a keen eye for detail.
- Other info: Interviews are available immediately for qualified candidates.
The predicted salary is between 36000 - 60000 £ per year.
Our Client, a hugely successful IFA Compliance support organisation with a superb reputation, are keen to appoint an IFA Compliance professional who is Fully Diploma qualified. The vacancy is a hybrid role, and you will be expected to work at home or at client’s offices as required.
The position will involve:
- File checking
- Answering client compliance queries
- Reviewing and updating in-house procedures
- Training advisers
- Reviewing CPD activity
- Collating management information
- Annual audits
Ordinarily, you would have been visiting clients at their offices generally from Monday - Thursday 9/9.30 to 4/4.30pm (Friday is an admin home day). However, in this post COVID world, a large amount of your time will be working from home. We are finding that clients are embracing the new world of remote working and virtual meetings. Therefore, we would anticipate you working from home 2-3 days per week and on the other days out visiting clients.
Essential requirements:
- Diploma Qualified
- Experienced in reviewing files for IFAs
- Compliance experience
- Attention to detail
- Pragmatic approach to compliance
- Willingness to work with advisers
Remuneration/Benefits:
- Salary - To Be Discussed
- 3% pension contribution
- 4x life cover
- Business Mileage
- 25 days holiday plus bank holidays
- Birthday bonus day off!
- Fully Expensed Summer annual party
- Various Team Nights out (All expenses paid)
- Laptop
- Phone
- Full Business Expenses
The role will largely cover Essex, parts of Suffolk, Herts and North London/surrounding area. Interviews are available immediately for suitably qualified and experienced individuals.
IFA Compliance Consultant employer: Coast Specialist Recruitment
Contact Detail:
Coast Specialist Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land IFA Compliance Consultant
✨Tip Number 1
Familiarise yourself with the latest compliance regulations and best practices in the IFA sector. This will not only boost your confidence during discussions but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work with IFAs. Attend industry events or webinars to connect with potential colleagues and gain insights into the role, which can help you stand out during interviews.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully handled compliance issues in the past. Highlighting your practical experience will show that you have the pragmatic approach they are looking for.
✨Tip Number 4
Since this role involves a hybrid working model, be ready to talk about your experience with remote working and virtual meetings. Emphasising your adaptability and comfort with technology will reassure them that you can thrive in this setup.
We think you need these skills to ace IFA Compliance Consultant
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your Diploma qualifications and relevant compliance experience. Focus on specific achievements in file reviewing and any training you've conducted for advisers.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Mention your pragmatic approach to compliance and how you can contribute to their success, especially in a hybrid working environment.
Showcase Attention to Detail: Since attention to detail is crucial for this role, ensure that your application is free from errors. Double-check your documents for spelling and grammatical mistakes before submission.
Highlight Relevant Experience: When detailing your work history, emphasise your experience with IFA compliance, including any specific examples of file checking or managing compliance queries. This will demonstrate your suitability for the position.
How to prepare for a job interview at Coast Specialist Recruitment
✨Show Your Compliance Knowledge
Make sure to brush up on your compliance knowledge, especially regarding IFA regulations. Be prepared to discuss specific examples of how you've handled compliance issues in the past.
✨Demonstrate Attention to Detail
Since attention to detail is crucial for this role, be ready to provide examples of how you've ensured accuracy in your previous work. Highlight any experiences where your meticulousness made a difference.
✨Prepare for Remote Work Questions
Given the hybrid nature of the role, expect questions about your experience with remote working. Share how you stay organised and maintain communication while working from home.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance processes and how they support their advisers. This shows your genuine interest in the role and helps you assess if it's the right fit for you.
