At a Glance
- Tasks: Lead financial crime compliance efforts and manage complex investigations.
- Company: Apex Guernsey, a leader in financial services with a focus on compliance.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Opportunity for career growth and to mentor junior team members.
- Why this job: Make a real impact in financial crime prevention and compliance.
- Qualifications: 5+ years in financial crime compliance with strong investigative skills.
The predicted salary is between 60000 - 80000 £ per year.
Role Summary
The FCC Manager will assist in leading Apex Guernsey financial crime compliance efforts across monitoring, investigations, and client/investor risk advisory.
They will act as an escalation point for complex Financial Crime/Sanctions cases, drive risk-based enhancements to the firm’s monitoring framework, and provide guidance to the business on high-risk client matters, including PEP’s, sources of wealth validation, and sanction issues.
The role is instrumental in ensuring compliance with the GFSC Handbook and Apex Group Financial Crime standards, and in building a proactive, intelligence led FCC culture.
Core Responsibilities
• Monitoring & Investigation
- Support in overseeing the day-to-day operation of Financial Crime matters such as transaction and trigger event monitoring systems (i. e. Resolver).
- Manage case workflows, triage and investigate alerts, and ensure timely resolution or escalation.
- Monitor typologies and trends to evolve detection rules and advise on improvements.
- Coordinate with first line and operations teams to gather investigative information.
• Enhanced Due Diligence & High‑Risk Client Review
- Undertake comprehensive EDD reviews on clients classified as high risk, including PEPs, complex structures, and higher‑risk jurisdictions.
- Analyse and verify source of wealth/funds and supporting documentation.
- Assess client risk profiles and escalate any material concerns to the FCC Manager.
- Maintain clear, audit trails of all reviews and rationale for decisions.
• Advisory & Client Risk
- Serve as a subject matter expert for Financial Crime advisory queries, including onboarding, trigger events and ongoing monitoring.
- Provide timely and risk-sensitive guidance on high-risk clients, PEPs, sanctions exposure and complex structures.
- Review and approve enhanced due diligence (EDD) for high-risk clients and investors.
- Provide FCC input for new products, services and jurisdictional expansion.
• Management & Oversight
- Mentor and support senior analysts/AVPs within the FCC team.
- Produce MI and dashboards for the Head of FCC and MLRO/MLCO on trends, backlog, investigations, and risks.
- Contribute to the FCC Risk Assessment and review policies, controls and procedures.
- Ensure internal SLA’s and financial crime expectations (including timelines) are met and documented.
Skills & Attributes
- Deep knowledge of AML, CFT and CPF, sanctions, fraud prevention, bribery / corruption frameworks.
- Understanding of fund structures, investor onboarding, and CDD obligations.
- Strong knowledge of risk-based approaches, including CDD, EDD, PEP/sanction screening and transaction monitoring methodologies.
- Ability to assess risk in complex client structures or transactional behaviour.
- Strong investigative and problem-solving mindset.
- Confident in advising stakeholders on sensitive or high-risk issues.
- Strong written communication (SAR drafting, advisory notes, MI reports).
- High level of professional integrity and discretion.
- Risk-aware, detail-oriented, and delivery focused.
- Proactive mindset with a desire to innovate and enhance processes.
- Key Behavioural Competencies
- Accountable: Takes ownership of FCC decisions and prioritises timely resolution.
- Collaborative: Builds strong relationships across Compliance and Business functions.
- Challenging: Willing to challenge the status quo where controls or behaviours pose risks to Apex.
- Forward Looking: Anticipates regulatory change and contributes to continuous improvement.
- Calm Under Pressure: Remains professional and composed in high-stakes investigations or escalations.
Qualifications & Experience
- Financial sector experience and a good understanding of, and experience with, performing Financial Crime Compliance roles.
- Approximately 5+ years’ experience is likely to be well positioned for this opportunity; openness to those who can demonstrate a strong track record of delivery, leadership potential, or subject matter expertise.
- Previous experience in monitoring and investigations, including SAR preparation.
- Strong working knowledge of Guernsey regulatory environment and AML requirements.
- Proven track record of advising on high-risk clients, structures and escalations.
- Experience with Financial Crime technology tools (i. e screening platforms, Resolver, etc).
- Professional compliance or legal qualification preferred (ICA Diploma, ACAMS or other equivalent).
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FCC Manager employer: CO_IPGG Apex Fund and Corporate Services (Guernsey) Limited
At CO_IPGG Apex Fund and Corporate Services, we pride ourselves on being an exceptional employer in Guernsey, offering a dynamic work culture that fosters collaboration and innovation. Our commitment to employee growth is evident through tailored training programmes and opportunities for advancement within the financial crime compliance sector. With a focus on meaningful work and a supportive environment, we empower our team to excel in their roles while making a significant impact in the industry.
Contact Details:
CO_IPGG Apex Fund and Corporate Services (Guernsey) Limited Recruitment Team
