At a Glance
- Tasks: Lead regulatory compliance and manage office operations in a dynamic law firm.
- Company: Reputable law firm in Greenwich with a focus on compliance and operational excellence.
- Benefits: Competitive salary of £60,000 and opportunities for professional growth.
- Other info: Join a supportive team and enhance your career in a thriving legal environment.
- Why this job: Take ownership of compliance while influencing the firm's daily operations.
- Qualifications: Experience in compliance within a law firm and strong knowledge of SRA, AML, and GDPR.
The predicted salary is between 60000 - 60000 £ per year.
A well-regarded law firm in Greenwich is seeking an ambitious individual to take ownership of regulatory compliance across the firm. This is primarily a compliance-focused role, with some additional office management responsibilities, making it well suited to someone who wants compliance to remain their core focus while having broader input into how the firm runs day to day.
COMPLIANCE AND RISK MANAGEMENT (CORE FOCUS)
- Act as the firm's central point of contact for regulatory compliance (SRA, AML, GDPR where relevant).
- Develop, implement and maintain policies, procedures and controls.
- Monitor ongoing compliance and identify risks, gaps or areas for improvement.
- Lead internal audits and support external audits (e.g. Lexcel / ISO if applicable).
- Maintain compliance registers (complaints, breaches, conflicts, etc.).
- Ensure staff training is up to date, including AML, GDPR and code of conduct.
- Provide practical, solutions-focused advice to partners and staff on compliance matters.
- Report regularly to the Managing Partner on compliance performance and risks.
OFFICE AND OPERATIONS SUPPORT (SECONDARY DUTIES)
- Oversee the day-to-day running of the office across departments.
- Manage office resources, suppliers and service contracts, including cleaning, facilities and IT coordination.
- Ensure systems and processes are efficient and support business operations.
- Work closely with HR and IT to support onboarding, office setup and staff needs.
- Maintain business continuity processes and operational resilience planning.
- Support implementation of new systems and process improvements.
WHAT THEY'RE LOOKING FOR
- Previous experience in a compliance role within a law firm or other regulated environment.
- Strong working knowledge of SRA requirements, AML and GDPR.
- Confident, practical approach with the ability to advise partners and staff at all levels.
- Excellent organisational skills and the ability to manage competing priorities.
Regulatory Specialist and Senior Specialist in City of London employer: CM Law Recruitment
Join a well-regarded law firm in Greenwich that values compliance and operational excellence, offering a dynamic work environment where your expertise in regulatory matters will be at the forefront. With a strong emphasis on employee growth, you will have opportunities to lead audits, develop policies, and contribute to the firm's day-to-day operations while enjoying a supportive culture that prioritises collaboration and professional development. The firm's commitment to maintaining high standards in compliance ensures that you will play a crucial role in shaping its future success.
