At a Glance
- Tasks: Support compliance monitoring and assist with regulatory filings in a dynamic investment firm.
- Company: Join Cloud Capital, a global leader in data centre investment management.
- Benefits: Gain valuable experience in compliance with opportunities for career growth.
- Other info: Collaborative environment with exposure to UK and US regulatory frameworks.
- Why this job: Kickstart your career in compliance while working with industry experts.
- Qualifications: Strong organisational skills and proficiency in Microsoft Office required.
The predicted salary is between 30000 - 40000 £ per year.
Cloud Capital is a global specialist investment management firm focused on acquiring, managing, and operating high-quality data centres. With offices in London and other international locations, the firm combines investment expertise with disciplined operational oversight.
The Compliance Assistant will support the firm’s compliance function across both UK and US regulatory frameworks. The role offers exposure to a broad range of regulatory activities, including FCA requirements and SEC Registered Investment Adviser (RIA) obligations.
Key Responsibilities:- Assist in monitoring compliance with FCA rules and SEC RIA requirements.
- Support the maintenance and review of compliance policies and procedures.
- Support compliance monitoring tasks, including any actions or follow ups.
- Assist with regulatory filings and submissions (e.g., FCA returns, Form ADV updates).
- Maintain compliance registers (e.g., gifts and entertainment, conflicts of interest, breaches, complaints).
- Support compliance onboarding and periodic review processes.
- Assist with internal audits, regulatory reviews, and external compliance examinations.
- Support global marketing compliance.
- Coordinate training, and maintain attendance records, including annual compliance, cybersecurity and ESG training.
- Support the preparation and distribution of compliance communications and awareness materials.
- Prepare regular compliance MI and status reports for the VP of Compliance.
- Support the preparation of agendas / meeting packs for Risk Committees.
- Support the COO/VP of Compliance with administration and project work.
- Liaise with colleagues across the business to obtain information and follow up on compliance tasks.
- Carry out ad hoc compliance-related duties as required.
- Strong organisational skills and attention to detail.
- Confident user of Microsoft Excel, Word, Outlook, and PowerPoint.
- Ability to manage multiple tasks and meet deadlines.
- Clear written and verbal communication skills.
- A proactive and professional approach with a strong sense of discretion.
- Ability to work independently and as part of a team.
- Understanding of FCA regulatory framework; exposure to SEC RIA requirements is advantageous but not essential.
- Previous work experience in a compliance or financial services environment.
- Experience preparing management information or compliance reports.
- Interest in pursuing a compliance career path.
Compliance Assistant in Slough employer: Cloud Capital
At Cloud Capital, we pride ourselves on being an exceptional employer that fosters a collaborative and inclusive work culture. Our London office offers employees the chance to engage in meaningful compliance work within a dynamic investment management environment, while benefiting from professional growth opportunities and comprehensive training programmes. Join us to be part of a forward-thinking team dedicated to excellence in regulatory compliance and operational integrity.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Assistant in Slough
✨Get Involved in Compliance Communities
Join local compliance or risk management networks and communities, like the International Compliance Association, where you can connect with professionals already in the field. These networks often have events and webinars that can help you learn and meet potential employers. Don’t be shy, ask questions and show your eagerness to learn!
✨Attend Industry Conferences
Look out for compliance and risk management conferences in your area or even virtual ones. These are great opportunities to meet industry leaders and learn about the latest trends. Plus, you never know when you’ll bump into someone from Cloud Capital who might be looking for fresh talent like you!
✨Leverage Internship Opportunities
As you’re aiming for an entry-level position, keep an eye on internship openings. Even a short internship can give you valuable exposure and connections in compliance-risk, so apply widely! We recommend checking out our website for any opportunities at Cloud Capital that might inspire you.
✨Showcase Your Knowledge
Create a blog or use social media to share your insights about compliance and risk topics. This not only enhances your visibility but also shows potential employers, like Cloud Capital, that you’re passionate and knowledgeable about the field. It could be the thing that sets you apart from other candidates!
We think you need these skills to ace Compliance Assistant in Slough
Some tips for your application 🫡
Show Off Your Attention to Detail:In the compliance-risk field, it's all about catching the little things. Make sure your application materials are free from typos or inconsistencies. Your CV should reflect your ability to spot errors and present information clearly—this is a crucial skill in compliance!
Highlight Relevant Coursework or Certifications:If you’ve taken any courses related to risk assessment or compliance, be sure to mention them. Even entry-level roles appreciate a solid foundation in the principles that guide the industry. Certificates, internships, or projects related to compliance will really make you stand out!
Keep It Professional, Yet Accessible:While we’re all for being a bit informal at times, remember that compliance-risk is a serious field. Your cover letter should reflect your enthusiasm and willingness to learn while maintaining a professional tone. Don’t just say you’re keen on the job—show it with clear reasons why you want to join Cloud Capital.
Tailor Your Application to Fit the Role:When applying for an entry-level position, specifically align your skills and experiences with the job description for Compliance Assistant at Cloud Capital. Talk about why you’re interested in compliance-risk and how your background, even if it’s academic, makes you a good fit!
How to prepare for a job interview at Cloud Capital
✨Know Your Compliance Basics
Brush up on the fundamental concepts of compliance and risk management. You might be asked to explain key regulations or compliance frameworks relevant to the role at Cloud Capital. Having a clear understanding will show your enthusiasm and preparedness for the entry-level position.
✨Get Familiar with Specific Tools
Be prepared to discuss any compliance software or tools you’ve encountered, even through coursework. Entry-level roles often use systems like SAP GRC or similar. If you can show familiarity or even a basic understanding of these tools, it’ll give you an edge in the interview.
✨Show Your Analytical Skills
Expect some scenario-based questions where you’ll have to analyse risk situations. Practice breaking down problems and articulating your thought process clearly. This is a key part of working in compliance and will demonstrate that you’re ready to tackle real-world issues at Cloud Capital.
✨Highlight Your Willingness to Learn
As this is an entry-level position, your eagerness to develop and grow is crucial. Discuss any relevant courses or projects you’ve done that show your commitment to improving your skills in compliance and risk management. Show them you’re keen to soak up knowledge and contribute at Cloud Capital!
