Assistant Risk and Compliance Officer in City of London

Cloud Capital is a global specialist investment management firm focused on acquiring, managing, and operating high-quality data centres. The Compliance Assistant will support the firm’s compliance function across both UK and US regulatory frameworks. The role offers exposure to a broad range of regulatory activities, including FCA requirements and SEC Registered Investment Adviser (RIA) obligations. Assist in monitoring compliance with FCA rules and SEC RIA requirements. Support the maintenance and review of compliance policies and procedures. Support compliance monitoring tasks, including any actions or follow ups. Assist with regulatory filings and submissions (e.g., Maintain compliance registers (e.g., gifts and entertainment, conflicts of interest, breaches, complaints). Support compliance onboarding and periodic review processes. Assist with internal audits, regulatory reviews, and external compliance examinations. Support global marketing compliance. Coordinate training, and maintain attendance records, including annual compliance, cybersecurity and ESG training. Support the preparation and distribution of compliance communications and awareness materials. Prepare regular compliance MI and status reports for the VP of Compliance. Support the preparation of agendas / meeting packs for Risk Committees. Support the COO/VP of Compliance with administration and project work. Liaise with colleagues across the business to obtain information and follow up on compliance tasks. Carry out ad hoc compliance-related duties as required. Confident user of Microsoft Excel, Word, Outlook, and PowerPoint. Understanding of FCA regulatory framework; Previous work experience in a compliance or financial services environment Experience preparing management information or compliance reports. Interest in pursuing a compliance career path.