Risk & Regulatory Compliance Officer in London
Risk & Regulatory Compliance Officer

Risk & Regulatory Compliance Officer in London

London Full-Time 55000 - 65000 ÂŁ / year (est.) Home office possible
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At a Glance

  • Tasks: Ensure compliance with regulations and manage risk in a mission-driven environment.
  • Company: Join Climate Arc, a leader in driving systemic change for a sustainable future.
  • Benefits: Competitive salary, generous paid time off, health programmes, and remote work options.
  • Why this job: Make a real impact on climate finance while developing your career in compliance and risk management.
  • Qualifications: Bachelor's degree and 4-6 years of experience in risk management or compliance.
  • Other info: Remote-first working option available across the UK with excellent career growth opportunities.

The predicted salary is between 55000 - 65000 ÂŁ per year.

About Climate Arc

The climate crisis demands urgent action. Every financial decision shapes our shared future. Climate Arc delivers the information, connections, and influence needed to accelerate the global transition. We are more than a grantmaker or technical team—we connect the dots between complex science and finance systems, translating this trusted data into actionable analysis to enable financial decision‐makers to move capital quickly and at scale. In this way we're supporting systemic change—unlocking capital, building capacity, addressing critical gaps in transition finance—so lasting solutions for a resilient future become a genuine reality. We work with urgency to co‐create point‐in‐time solutions, while building a legacy of infrastructure and knowledge that will empower resilient economies and societies well into the future.

About this role

Climate Arc is seeking a Risk & Regulatory Compliance Officer to uphold our high standards and ensure adherence to regulatory requirements and best practice. We are looking for an experienced professional capable of managing core risk and compliance functions in line with our current activities, while also building and enhancing frameworks that will evolve with the organization.

You will develop, implement, and monitor policies to ensure our adherence to relevant laws, regulations and ethical standards, ensuring risk mitigation by conducting assessments and audits, internal training, and investigating non‐compliance. This is a hands‐on role for a mission‐driven, detail‐oriented professional who can manage risk in an opportunity‐rich environment while enabling operational excellence and innovation.

A critical project in 2026 will be to support Arc's legal restructure working with leadership and external advisers to coordinate structural, tax, employment, and governance workstreams ensuring timely execution and seamless operational transition.

The role is offered on a 12‐month fixed‐term basis, with the expectation of becoming permanent.

Key Responsibilities

  • Compliance
  • Deliver FCA (and USA and EU equivalent) policies and procedures complying with the upcoming ESG data providers guidelines.
  • Serve as Arc's Data Protection Officer, ensuring GDPR compliance across operations, platforms, and data workflows.
  • Manage all privacy governance activities including DPIAs, staff training, documentation, and data subject request processes.
  • Maintain SOC2‐related compliance policies and coordinate evidence, reviews, and security governance with product and technology teams.
  • Manage all required filings and reporting with relevant regulators, including UK Charity Commission, US state charity registrations, and other statutory bodies including and equivalent to the FCA.
  • Work with the Finance team on 501(c)(3) and sales‐tax‐exemption compliance, state exemption certificates, and related obligations.
  • Maintain a clear, up‐to‐date compliance framework and ensure organization‐wide understanding of obligations.
  • Risk
    • Create and implement a risk management framework, including relevant management and reporting mechanisms.
    • Own the organizational Risk Register, working with senior stakeholders to identify, assess, and manage risk.
    • Lead risk assessments and ensure alignment with funder expectations and operational best practice.
    • Develop and deliver relevant and fit‐for‐purpose organizational training in the areas of Compliance and Risk.
    • Act as the single point of contact for all internal legal, audit, and compliance needs, ensuring adequate resourcing and coverage of identified issues.

    Required

    • Education: Bachelor's degree in Business, Finance, Law, or related field; advanced degrees (MBA, JD) desirable.
    • Experience (typically 4-6 years): Deep expertise in risk management and/or compliance, with experience in developing and maturing policies and frameworks and collaborating with business stakeholders to establish effective controls and reporting.
    • Credibility: Foster strong and trusted working relations with regulators and auditors. Familiarity with FCA expectations would be advantageous.
    • Skills and expertise: Strong analytical, problem‐solving, attention to detail, ethical judgment, time management, and communication skills. A legalistic mindset with the ability to navigate multiple regulatory landscapes across geographies and sectors.
    • Business Acumen: Strong commercial understanding and literacy.
    • Adaptability: Ability to manage projects and provide advice in a fast‐paced startup environment, whilst maintaining meticulous attention to detail.
    • Initiative: Ability to work independently, meet strict deadlines, and manage multiple priorities simultaneously.

    Desirable Qualifications

    • Level 3 or higher Certification from Chartered Institute for Securities & Investment (CISI) or Certified Compliance and Ethics Professional (CCEP) or similar e.g. FCA compliance courses.
    • Experience: Fulfilled the FCA SMF16 role.

    Location

    For this role we can offer a remote‐first working option across the UK.

    Salary and benefits

    The salary range for this role is ÂŁ55,000 to ÂŁ65,000. In addition to the base salary, we offer a comprehensive benefits package that includes, but is not limited to:

    • Generous paid time off
    • Health and wellbeing program
    • 9% employer contribution to retirement planning
    • Enhanced family pay and leave policies
    • Professional membership paid (if applicable)
    • Nomad working policy

    To apply

    Please complete the Application Form including attaching an up‐to‐date CV as well as a Cover Letter (both in English) outlining how your skills and experience align with the above requirements and what motivates you to work with Climate Arc in this particular role. We intend to close the advert for this role on Friday 30th January at 5pm UK time but depending on the level of response we may close it prior, so we encourage you to submit your application sooner than later. The application and assessment process will involve the following:

    • Application review (applications that do not include a full cover letter will not be considered)
    • 1st round screening interview: Recruiting Manager (30 to 45 minute MS Teams video call)
    • Offline task (no more than 2 hours)
    • Formal interview (in person or MS Teams) with the Hiring Manager and panel (1 hour)

    Risk & Regulatory Compliance Officer in London employer: Climate Arc

    Climate Arc is an exceptional employer dedicated to tackling the climate crisis through innovative financial solutions. With a remote-first working option across the UK, we foster a collaborative and mission-driven work culture that prioritises employee well-being and professional growth. Our comprehensive benefits package, including generous paid time off and a strong commitment to health and wellbeing, ensures that our team members are supported both personally and professionally as they contribute to meaningful systemic change.
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    Contact Detail:

    Climate Arc Recruiting Team

    StudySmarter Expert Advice 🤫

    We think this is how you could land Risk & Regulatory Compliance Officer in London

    ✨Tip Number 1

    Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.

    ✨Tip Number 2

    Prepare for interviews by researching the company and its values. We want to show that we’re not just a good fit for the role, but also for the team and culture. Tailor your answers to reflect how your skills align with their mission.

    ✨Tip Number 3

    Practice makes perfect! Do mock interviews with friends or use online platforms. We need to be confident and articulate when discussing our experience and how it relates to risk and compliance.

    ✨Tip Number 4

    Don’t forget to follow up after interviews! A simple thank-you email can go a long way. It shows our enthusiasm for the role and keeps us fresh in their minds. Plus, it’s a great chance to reiterate why we’re the best fit!

    We think you need these skills to ace Risk & Regulatory Compliance Officer in London

    Risk Management
    Regulatory Compliance
    Data Protection
    GDPR Compliance
    Policy Development
    Audit Management
    Analytical Skills
    Problem-Solving Skills
    Attention to Detail
    Communication Skills
    Project Management
    Stakeholder Engagement
    Time Management
    Ethical Judgment
    Business Acumen

    Some tips for your application 🫡

    Tailor Your Cover Letter: Make sure your cover letter speaks directly to the role of Risk & Regulatory Compliance Officer. Highlight your relevant experience and how it aligns with Climate Arc's mission. We want to see your passion for compliance and risk management shine through!

    Showcase Your Skills: In your CV, don’t just list your previous jobs—show us what you achieved in those roles! Use specific examples that demonstrate your analytical skills, attention to detail, and ability to navigate complex regulatory landscapes. We love a good success story!

    Be Clear and Concise: When filling out the application form, keep your answers clear and to the point. Avoid jargon unless it's relevant to the role. We appreciate straightforward communication, so make it easy for us to see why you're a great fit!

    Apply Early!: Don’t wait until the last minute to submit your application. We might close the advert early if we get a lot of interest. Get your application in sooner rather than later through our website, and make sure you stand out from the crowd!

    How to prepare for a job interview at Climate Arc

    ✨Know Your Regulations

    Familiarise yourself with the latest FCA guidelines and ESG data provider requirements. Being able to discuss these in detail will show your expertise and commitment to compliance, which is crucial for the Risk & Regulatory Compliance Officer role.

    ✨Showcase Your Analytical Skills

    Prepare examples of how you've successfully managed risk assessments or developed compliance frameworks in previous roles. Highlighting your analytical and problem-solving skills will demonstrate your ability to navigate complex regulatory landscapes.

    ✨Demonstrate Your Communication Skills

    Since this role involves liaising with regulators and auditors, practice articulating your thoughts clearly and confidently. Consider mock interviews to refine your communication style, ensuring you can convey complex information effectively.

    ✨Align with Climate Arc's Mission

    Research Climate Arc’s initiatives and values thoroughly. Be ready to discuss how your personal motivations align with their mission to tackle the climate crisis, as this will show your genuine interest in the role and the organisation.

    Risk & Regulatory Compliance Officer in London
    Climate Arc
    Location: London
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    • Risk & Regulatory Compliance Officer in London

      London
      Full-Time
      55000 - 65000 ÂŁ / year (est.)
    • C

      Climate Arc

      50-100
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