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- Tasks: Support clients by ensuring compliance with financial regulations and providing expert guidance.
- Company: Join a leading consultancy firm known for its commitment to excellence in financial advice.
- Benefits: Enjoy hybrid working, travel opportunities, and a dynamic office environment in West Yorkshire.
- Why this job: Be part of a team that values trust, communication, and professional growth while making a real impact.
- Qualifications: Looking for self-starters with strong communication skills and a passion for compliance.
- Other info: Opportunity to develop your career in a supportive and innovative environment.
The predicted salary is between 36000 - 60000 £ per year.
Our client, a leading Financial Advice/Compliance Consultancy firm are looking for a Regulatory Compliance Consultant to support the growth of the business. The Regulatory Compliance Consultant will not only possess technical expertise, but also excellent communication skills, both written and verbal, in order to cultivate client relationships of trust and mutual respect. This role is for a self-starter who has exceptional drive and determination and is able to manage their own workload in order to deliver excellent service efficiently and effectively. This position follows a hybrid working pattern, incorporating a certain level of travel to client sites when required as well as at least one day a week based at the head office in West Yorkshire.
Role Responsibilities:
- Keeping up to date with, and understanding, relevant laws and regulations
- Monitoring client financial activities to ensure they are legal and in compliance with internal and external policies
- Investigating irregularities and non-compliance issues
- Providing guidance to individuals and firms on compliance matters
- Developing relevant compliance collateral
- Providing oversight services to firms as required
- Delivering firm audits both remotely and face-to-face
- Providing coaching and training sessions to a range of audiences through a variety of media
Contact Detail:
Click To Hired Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Consultant
✨Tip Number 1
Familiarise yourself with the latest regulations and compliance standards in the financial sector. This will not only boost your confidence during interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the regulatory compliance field. Attend industry events or join relevant online forums to connect with others who can provide insights and potentially refer you to opportunities at firms like ours.
✨Tip Number 3
Prepare to discuss real-life scenarios where you've successfully navigated compliance challenges. Being able to share specific examples will showcase your problem-solving skills and ability to handle complex situations effectively.
✨Tip Number 4
Demonstrate your communication skills by being clear and concise in all your interactions. Whether it's during networking or interviews, showing that you can articulate complex compliance issues simply will set you apart from other candidates.
We think you need these skills to ace Regulatory Compliance Consultant
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in regulatory compliance and financial services. Use specific examples that demonstrate your technical expertise and communication skills, as these are crucial for the role.
Craft a Compelling Cover Letter: In your cover letter, express your passion for compliance consultancy and how your self-starter attitude aligns with the company's values. Mention your ability to manage workloads effectively and provide examples of how you've built trust with clients in the past.
Showcase Your Communication Skills: Since excellent communication is key for this role, consider including a brief section in your application that outlines your experience in delivering training sessions or coaching. Highlight any feedback you've received that showcases your ability to engage and inform diverse audiences.
Research the Company: Familiarise yourself with the consultancy firm's mission, values, and recent developments in the regulatory landscape. This knowledge will help you tailor your application and demonstrate your genuine interest in contributing to their growth.
How to prepare for a job interview at Click To Hired
✨Showcase Your Technical Expertise
Make sure to highlight your knowledge of relevant laws and regulations during the interview. Be prepared to discuss specific examples of how you've applied this expertise in previous roles, as it will demonstrate your capability to handle compliance matters effectively.
✨Demonstrate Strong Communication Skills
Since the role requires excellent written and verbal communication skills, practice articulating your thoughts clearly. Consider preparing a few scenarios where you successfully built client relationships or resolved compliance issues through effective communication.
✨Exhibit Self-Starter Qualities
The company is looking for someone who can manage their own workload efficiently. Be ready to share examples of how you've taken initiative in past positions, whether it's leading a project or finding solutions to challenges without direct supervision.
✨Prepare for Hybrid Working Questions
As this role involves hybrid working and travel, think about how you manage your time and productivity in different environments. Be prepared to discuss your strategies for staying organised and maintaining communication with clients and team members while working remotely.
