At a Glance
- Tasks: Conduct pre- and post-sale reviews to ensure compliance and quality advice.
- Company: Join a reputable, employee-owned financial services firm known for client-focused advice.
- Benefits: Enjoy a supportive culture with opportunities for growth and development.
- Why this job: Be part of a collaborative team influencing compliance standards and processes.
- Qualifications: Experience in compliance or fact-checking is preferred but not mandatory.
- Other info: This role offers a chance to impact the firm's operations significantly.
The predicted salary is between 36000 - 60000 £ per year.
About the Company We’re working with a well-established, employee-owned financial services firm with an excellent reputation for delivering high-quality, client-focused advice. The business prides itself on creating a supportive, collaborative culture where employees are encouraged to develop and rewarded for their contributions. With a period of growth ahead, they are now seeking an experienced Fact checker to join their expanding Compliance team. The Opportunity This role offers far more than standard file checking. As part of the compliance function, you’ll carry out thorough pre- and post-sale reviews across pensions, investments, and protection, while also getting involved in wider compliance projects that influence firm-wide processes and standards. Key Responsibilities Conduct pre- and post-sale file reviews to ensure FCA compliance and uphold advice quality. Produce clear, constructive feedback for advisers and follow remedial actions through to completion. Support the Head of Compliance with risk management activities, including policy updates, MI reporting, and audits. Maintain Training & Competence (T&C) records, including CAS reviews and competency assessments. Contribute to compli…
IFA Fact Checker employer: Click To Hired
Contact Detail:
Click To Hired Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land IFA Fact Checker
✨Tip Number 1
Familiarise yourself with the FCA regulations and compliance standards relevant to financial services. This knowledge will not only help you in interviews but also demonstrate your commitment to maintaining high-quality advice.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in financial services. Attend industry events or join online forums to gain insights and potentially get referrals that could lead to an interview.
✨Tip Number 3
Prepare to discuss specific examples of how you've conducted file reviews or provided feedback in previous roles. Highlighting your experience in similar tasks will show that you're ready to hit the ground running.
✨Tip Number 4
Research the company culture and values of the firm you're applying to. Be ready to articulate how your personal values align with theirs, as this can set you apart from other candidates during the interview process.
We think you need these skills to ace IFA Fact Checker
Some tips for your application 🫡
Understand the Role: Read the job description carefully to understand the key responsibilities and requirements for the IFA Fact Checker position. Tailor your application to highlight relevant experience in compliance and file reviews.
Highlight Relevant Experience: In your CV and cover letter, emphasise any previous roles where you conducted pre- and post-sale reviews or worked within compliance. Use specific examples to demonstrate your expertise in FCA compliance and quality advice.
Craft a Strong Cover Letter: Write a personalised cover letter that reflects your understanding of the company's values and culture. Mention how your skills align with their focus on client-centric advice and collaborative work environment.
Proofread Your Application: Before submitting, thoroughly proofread your CV and cover letter for any errors or typos. A polished application reflects attention to detail, which is crucial for a role in compliance.
How to prepare for a job interview at Click To Hired
✨Understand FCA Compliance
Make sure you have a solid grasp of FCA regulations and compliance standards. Familiarise yourself with the latest guidelines, as this knowledge will be crucial in demonstrating your capability to conduct thorough pre- and post-sale reviews.
✨Showcase Your Attention to Detail
As a Fact Checker, attention to detail is key. Prepare examples from your past experiences where your meticulous nature helped identify issues or improve processes. This will highlight your suitability for the role.
✨Prepare for Scenario-Based Questions
Expect questions that assess how you would handle specific compliance scenarios. Think through potential challenges you might face in the role and prepare structured responses that showcase your problem-solving skills.
✨Emphasise Collaboration Skills
Since the company values a supportive and collaborative culture, be ready to discuss how you've worked effectively within teams. Share examples of how you’ve contributed to team success and supported colleagues in achieving compliance goals.