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For Companies At a Glance
- Tasks: Support senior leadership in compliance, governance, and business operations.
- Company: Join a growing investment firm focused on innovation and efficiency.
- Benefits: Enjoy hybrid work options and competitive salary ranging from £40k to £55k.
- Why this job: Be part of a dynamic team driving operational excellence and regulatory success.
- Qualifications: Experience in compliance or governance within the financial services sector is essential.
- Other info: Collaborate across teams and explore AI for process improvements.
The predicted salary is between 34000 - 46000 £ per year.
A growing investment firm is on the lookout for a sharp, proactive Operations Analyst to support the senior team across compliance, governance, and business operations. Think Consumer Duty, MI reporting, process improvements, and even exploring AI for efficiency.
You will:
- Work directly with senior leadership to enhance governance & compliance
- Lead on Consumer Duty processes, policy, and reporting
- Own marketing reviews, record keeping & external due diligence
You’ll do:
- Collaborate across teams – investments, marketing, risk, client service
- Drive better operational and regulatory outcomes
- Keep documentation watertight and reporting smooth
You’ll bring:
- Experience in a compliance/governance ops role (FS sector)
- Solid understanding of Consumer Duty
- An organised mindset and a curious, analytical approach
Apply now or drop me an email to josh.glen@bwd-search.com with your CV for consideration.
Compliance and Operations Analyst employer: Click To Hired
Contact Detail:
Click To Hired Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance and Operations Analyst
✨Tip Number 1
Familiarise yourself with the latest regulations and guidelines related to Consumer Duty. This will not only help you understand the role better but also demonstrate your commitment to compliance during any discussions with our team.
✨Tip Number 2
Network with professionals in the financial services sector, especially those involved in compliance and operations. Engaging with industry peers can provide valuable insights and may even lead to referrals within our company.
✨Tip Number 3
Showcase your analytical skills by preparing examples of how you've improved processes or reporting in previous roles. Be ready to discuss these experiences in detail during interviews to highlight your proactive approach.
✨Tip Number 4
Stay updated on technological advancements, particularly AI applications in compliance and operations. Being knowledgeable about how these tools can enhance efficiency will set you apart as a forward-thinking candidate.
We think you need these skills to ace Compliance and Operations Analyst
Some tips for your application 🫡
Understand the Role: Read the job description carefully to grasp the key responsibilities and requirements. Highlight your relevant experience in compliance, governance, and operations to align with what the investment firm is looking for.
Tailor Your CV: Customise your CV to reflect your experience in the financial services sector, particularly in compliance and governance roles. Use specific examples that demonstrate your analytical skills and understanding of Consumer Duty.
Craft a Compelling Cover Letter: Write a cover letter that showcases your enthusiasm for the role and the company. Mention how your skills can contribute to enhancing governance and compliance, and express your interest in exploring innovative solutions like AI for operational efficiency.
Proofread Your Application: Before submitting, thoroughly proofread your application materials. Check for any spelling or grammatical errors, and ensure that all information is clear and concise. A polished application reflects your attention to detail, which is crucial for this role.
How to prepare for a job interview at Click To Hired
✨Understand Compliance and Governance
Make sure you have a solid grasp of compliance and governance principles, especially in the financial services sector. Brush up on Consumer Duty regulations and be ready to discuss how they impact operations.
✨Showcase Your Analytical Skills
Prepare examples that demonstrate your analytical mindset. Discuss past experiences where you've used data to drive process improvements or enhance operational efficiency, particularly in compliance-related tasks.
✨Highlight Collaboration Experience
Since the role involves working across various teams, be ready to share instances where you've successfully collaborated with different departments. Emphasise your ability to communicate effectively and drive results through teamwork.
✨Prepare Questions for Senior Leadership
Think of insightful questions to ask during the interview, particularly about the company's approach to compliance and governance. This shows your interest in the role and helps you understand their expectations better.
