At a Glance
- Tasks: Conduct compliance reviews and monitor regulatory developments in a dynamic financial environment.
- Company: Reputable financial institution with a strong focus on risk and compliance.
- Benefits: Gain valuable experience in compliance while working in a supportive team.
- Why this job: Make a real impact by enhancing compliance frameworks and ensuring regulatory adherence.
- Qualifications: Experience in compliance roles within UK financial institutions and strong communication skills.
- Other info: 9-month fixed-term contract with opportunities for professional growth.
The predicted salary is between 36000 - 60000 £ per year.
Our client, a well-established financial institution, is currently recruiting a Compliance Officer to join their Risk & Compliance team for a 9-month FTC. The Compliance Officer will be responsible for delivering high quality monitoring reviews, interpreting regulatory developments, and supporting the ongoing enhancement of our compliance and risk framework.
Key Responsibilities:
- Conduct detailed QA assessments to ensure adherence to internal policies, regulatory expectations and risk appetite.
- Monitor, interpret, and communicate regulatory developments, publications, and supervisory communications.
- Support regulatory horizon scanning and ensure relevant updates are shared with stakeholders.
- Assist in maintaining and enhancing internal compliance policies and procedures, and controls.
Skills Required:
- Proven banking experience in a Compliance monitoring, Quality Assurance, advisory, or audit role within a UK financial institution.
- Strong understanding of FCA rules, regulatory expectations, and compliance risk.
- Experience conducting compliance reviews, periodic assessments, and operational risk activities.
- Strong communication skills.
Compliance Officer (9 Month FTC) in Tonbridge employer: Clearwater People Solutions
Contact Detail:
Clearwater People Solutions Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer (9 Month FTC) in Tonbridge
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial sector and let them know you're on the lookout for a Compliance Officer role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on FCA rules and recent regulatory developments. We want you to be able to discuss how these impact compliance frameworks. Show them you’re not just a candidate, but a knowledgeable asset ready to enhance their team!
✨Tip Number 3
Don’t forget to showcase your QA assessment skills during interviews. Bring examples of how you've ensured adherence to internal policies and regulatory expectations in past roles. This will demonstrate your hands-on experience and commitment to compliance excellence.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect directly with us. Let’s get you that Compliance Officer role!
We think you need these skills to ace Compliance Officer (9 Month FTC) in Tonbridge
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in compliance and risk management. We want to see how your background aligns with the key responsibilities mentioned in the job description.
Showcase Your Skills: Don’t forget to emphasise your strong communication skills and understanding of FCA rules. We’re looking for candidates who can clearly articulate their experience and how it relates to the role.
Be Specific in Your Cover Letter: In your cover letter, mention specific examples of your previous work in compliance monitoring or QA assessments. We love seeing concrete examples that demonstrate your expertise and problem-solving abilities.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process.
How to prepare for a job interview at Clearwater People Solutions
✨Know Your Regulations
Make sure you brush up on FCA rules and regulatory expectations before the interview. Being able to discuss recent regulatory developments will show that you're proactive and knowledgeable, which is crucial for a Compliance Officer role.
✨Showcase Your Experience
Prepare specific examples from your previous roles in compliance monitoring or quality assurance. Highlight how you've conducted compliance reviews or assessments, as this will demonstrate your hands-on experience and understanding of the compliance landscape.
✨Communicate Clearly
Strong communication skills are key for this position. Practice articulating complex compliance concepts in simple terms. This will not only help you during the interview but also reflect your ability to communicate effectively with stakeholders.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance framework and how they handle regulatory changes. This shows your genuine interest in the role and helps you gauge if the company aligns with your career goals.