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- Tasks: Lead compliance operations and ensure adherence to regulatory obligations in a law firm.
- Company: Established law firm located in the vibrant Mayfair, London.
- Benefits: Competitive salary, career stability, and the chance to shape compliance practices.
- Why this job: Take ownership of compliance and make a real impact in a senior role.
- Qualifications: Strong knowledge of SRA Standards, UK AML legislation, and experience in legal compliance.
- Other info: Ideal for experienced professionals seeking autonomy and growth in their career.
The predicted salary is between 72000 - 108000 £ per year.
Our client is recruiting for a Head of Compliance to join their law firm in Mayfair, London. This is a senior compliance position within an established and regulated practice. The successful candidate will take ownership of day‑to‑day compliance operations and, in due course, assume responsibility as the firm's Anti‑Money Laundering Officer.
The Head of Compliance will be responsible for ensuring the firm's ongoing adherence to regulatory and statutory obligations, with particular focus on the Solicitors Regulation Authority regime and Anti‑Money Laundering framework. You will work closely with senior management and support the firm's Compliance Officer for Legal Practice, acting as a central point of contact for regulatory matters.
Key Responsibilities- Managing all day‑to‑day compliance matters across the firm
- Ensuring full compliance with SRA Standards and Regulations
- Overseeing and developing AML policies, controls and procedures
- Acting as Money Laundering Reporting Officer / AML Officer in due course
- Delivering compliance training to legal and support staff
- Supporting the Compliance Officer for Legal Practice
- Monitoring regulatory updates and implementing procedural changes
- Advising Partners and senior stakeholders on risk and regulatory exposure
- Maintaining compliance documentation, registers and internal controls
- Managing regulatory audits, file reviews and internal monitoring
- Strong working knowledge of SRA Standards and Regulations
- Extensive understanding of UK AML legislation and compliance frameworks
- Experience operating within a regulated law firm environment
- Previous experience in a senior compliance role within legal practice
- Confident delivering training and advising senior stakeholders
- Commercially aware with the ability to balance regulatory requirements with operational realities
- Methodical, discreet and highly organised
This role would suit an experienced legal compliance professional seeking a senior position with genuine autonomy and long‑term stability.
Should you have any questions or wish to apply please do not hesitate to contact Clear Legal Recruitment.
Please Note: Due to the number of applications we receive we may be unable to respond to every application directly. If you have not heard from us within 3 working days, please assume your application has been unsuccessful.
Head of Compliance – Law Firm employer: Clear IT Recruitment Ltd
Contact Detail:
Clear IT Recruitment Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance – Law Firm
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal field, especially those who work in compliance. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on SRA Standards and AML legislation. We want you to be the go-to expert in the room, so practice answering questions about compliance scenarios and how you'd handle them.
✨Tip Number 3
Showcase your soft skills! In compliance roles, communication is key. Be ready to demonstrate how you've effectively trained staff or advised senior stakeholders in past positions.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Head of Compliance – Law Firm
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Head of Compliance role. Highlight your experience with SRA Standards and UK AML legislation, as these are key for us. Use specific examples that showcase your skills in compliance management.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Explain why you’re the perfect fit for this senior compliance position. Mention your previous roles and how they’ve prepared you to take ownership of compliance operations at our law firm.
Showcase Your Soft Skills: We value soft skills just as much as technical knowledge. In your application, don’t forget to mention your ability to deliver training and advise senior stakeholders. This will show us you can balance regulatory requirements with operational realities.
Apply Through Our Website: To make sure your application gets the attention it deserves, apply directly through our website. It’s the best way for us to keep track of your application and ensure it reaches the right people!
How to prepare for a job interview at Clear IT Recruitment Ltd
✨Know Your Regulations
Make sure you brush up on the SRA Standards and Regulations before your interview. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you’re ready to take ownership of it.
✨Showcase Your Experience
Prepare specific examples from your previous roles where you successfully managed compliance matters or implemented AML policies. This will help demonstrate your hands-on experience and how you can bring value to the firm.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical situations related to compliance challenges. Think through potential scenarios and how you would handle them, as this will showcase your problem-solving skills and regulatory knowledge.
✨Engage with Senior Stakeholders
Since you'll be advising senior management, practice articulating your thoughts clearly and confidently. Show that you can communicate complex compliance issues in a way that’s easy to understand, which is crucial for this role.