At a Glance
- Tasks: Oversee compliance and regulatory frameworks in a leading law firm.
- Company: Renowned law firm in the picturesque town of Harrogate.
- Benefits: Flexible part-time role with competitive pay and professional growth.
- Other info: Opportunity to work closely with senior leadership in a supportive environment.
- Why this job: Join a respected firm and make a real impact on governance and compliance.
- Qualifications: Experience in compliance or as a senior solicitor required.
The predicted salary is between 63000 - 77000 £ per year.
An exciting opportunity for an experienced Compliance Officer for Legal Practice (COLP) to join a leading specialist law firm based in the beautiful spa town of Harrogate.
Our client is a well-established and highly regarded Yorkshire law firm, recognised for its specialist expertise and outstanding reputation within its field. As the firm continues to develop, it is seeking an experienced COLP to provide strategic oversight of its regulatory and compliance framework.
This is an excellent opportunity for an experienced compliance professional or senior solicitor looking for a flexible, part-time COLP position within a successful and respected legal practice.
The Role
As COLP, you will take responsibility for overseeing the firm's compliance with the SRA Standards and Regulations, ensuring that appropriate systems, controls and procedures are in place and operating effectively. Working closely with the firm's senior leadership, you will provide trusted advice and guidance on regulatory matters and play an important role in maintaining the firm's high standards of governance and risk management.
Your responsibilities will include:
- Acting as the firm's Compliance Officer for Legal Practice (COLP) and fulfilling the associated regulatory responsibilities.
- Overseeing compliance with the SRA Standards and Regulations and relevant legal and regulatory requirements.
- Monitoring and reviewing the firm's compliance framework, policies and procedures.
- Providing advice to partners and staff on regulatory, ethical and compliance matters.
- Identifying, assessing and managing compliance and regulatory risks.
- Overseeing appropriate systems for recording, reporting and addressing compliance issues.
- Supporting the firm with SRA compliance, audits, risk management and regulatory reporting.
- Keeping the firm informed of relevant changes to legislation, regulation and professional standards.
- Working alongside the firm's MLRO and other senior stakeholders where appropriate.
- Promoting a strong culture of compliance, professional standards and good governance across the firm.
- Providing practical, commercially focused advice which supports the firm's continued success.
About You
We are looking for an experienced COLP or senior legal professional with significant regulatory and compliance experience.
COLP - Compliance Officer for Legal Practice in Ripon employer: Clayton Legal
Join a highly regarded Legal 500-ranked law firm in Liverpool, where you will thrive in a collaborative and commercially focused environment. With a strong emphasis on professional development and a supportive team culture, this role offers an excellent opportunity for career progression while managing a diverse caseload of quality residential property matters. Enjoy the benefits of hybrid working, competitive salary, and the chance to build lasting relationships with clients in a firm known for its loyal client base and high-value transactions.
StudySmarter Expert Advice🤫
We think this is how you could land COLP - Compliance Officer for Legal Practice in Ripon
✨Tap into Compliance Networks
Join compliance and risk management networks like the Association of Compliance Professionals or local chapters. These communities often share part-time opportunities that might not be advertised widely, plus you'll build connections that could lead to your next gig.
✨Utilise Online Job Boards
Specific job boards like ComplianceCrossing or RiskJobs can help you zero in on part-time roles in compliance. Set up alerts for new listings so you're one of the first to apply—timeliness can really set you apart!
✨Tailor Your Networking Approach
When networking, focus on engaging with compliance professionals on platforms like LinkedIn or attending local industry meetups. Bring up specific laws or recent trends to show off your knowledge and make a memorable impression!
✨Leverage Internships for Part-Time Roles
If you've done an internship in compliance risk, reach out to your past supervisors or colleagues. They often know about part-time openings or can refer you to organisations like Clayton Legal, potentially speeding up your job search.
We think you need these skills to ace COLP - Compliance Officer for Legal Practice in Ripon
Some tips for your application 🫡
Show Off Your Compliance Knowledge:When applying for a part-time role in compliance-risk, make sure your CV highlights any relevant coursework, certifications, or experience in regulatory frameworks. We want to see your understanding of compliance standards and risk management concepts, so don’t be shy about bragging about those modules or training programmes.
Demonstrate Analytical Skills:Compliance and risk roles are all about dealing with data, so be sure to showcase your analytical skills in your application. Include specific examples of how you've used analytical tools or methods to identify risk or ensure compliance in previous roles or projects. Trust us, this will make your application stand out!
Emphasise Your Availability:Since this is a part-time role, it's really important to communicate your availability clearly. In your cover letter, let us know your preferred hours and if you're flexible. This helps us see how you can fit into our team and the schedules we need to cover.
Tailor Your Cover Letter to Show Interest:In your cover letter, show us why you want to work in compliance-risk specifically for Clayton Legal. Tell us about your passion for helping organisations maintain compliance and how you can contribute to our goals. Personalising this will definitely help make your application more memorable, so take that extra step!
How to prepare for a job interview at Clayton Legal
✨Understand Regulatory Frameworks
For a role in compliance-risk, it's crucial to have a solid grasp of the relevant regulations and frameworks, like GDPR or anti-money laundering laws. Brush up on these areas, and be ready to discuss how your knowledge applies to scenarios you might face at Clayton Legal.
✨Prepare Case Studies
Since we’re looking at a part-time gig, interviewers may want to see how you approach real-world problems. Prepare some case studies related to risk assessment or compliance frameworks that showcase your analytical skills and decision-making process. This will help you stand out as someone who's ready to jump into the action.
✨Show Off Your Detail Orientation
In compliance, attention to detail is everything. Bring examples from your past experiences where your diligence made a difference, whether that’s spotting a regulatory oversight or ensuring a process was followed to the letter. We want to highlight how this skill can benefit Clayton Legal.
✨Connect Your Part-Time Availability
Make it clear how your part-time availability aligns with the needs of Clayton Legal. Talk about how your time management skills will help you keep on top of tasks and responsibilities, ensuring you can maximise your impact even with part-time hours.
