Wealth Compliance Officer: Risk & Customer Outcomes in Sheffield

Wealth Compliance Officer: Risk & Customer Outcomes in Sheffield

Sheffield Full-Time 60000 - 75000 Β£ / year (est.) No working from home possible
Clayton Davies

At a Glance

  • Tasks: Support compliance standards and ensure positive customer outcomes in a dynamic environment.
  • Company: Clayton Davies, a leader in regulatory oversight and governance.
  • Benefits: Gain valuable experience working with senior stakeholders and enhancing your career.
  • Other info: Opportunity for growth in a supportive and collaborative team.
  • Why this job: Make a real difference in compliance and customer satisfaction while developing your skills.
  • Qualifications: Strong understanding of compliance and risk management principles.

The predicted salary is between 60000 - 75000 Β£ per year.

Clayton Davies seeks a Compliance Officer to join the Compliance function and support the Head of Compliance.

The role offers exposure to regulatory oversight, adviser support, quality assurance, customer outcomes and risk management.

You will work with senior stakeholders to maintain high compliance standards, promoting integrity, good governance and positive customer outcomes within the business.

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Wealth Compliance Officer: Risk & Customer Outcomes in Sheffield employer: Clayton Davies

As a leading national Independent Financial Advice firm, we pride ourselves on fostering a supportive and dynamic work environment in Cumbria. Our commitment to employee growth is evident through comprehensive training and development opportunities, alongside competitive compensation packages that include bonuses and benefits. Join us to be part of a culture that values collaboration, innovation, and the pursuit of excellence in financial planning.

Clayton Davies

Contact Details:

Clayton Davies Recruitment Team

We think you need these skills to ace Wealth Compliance Officer: Risk & Customer Outcomes in Sheffield

Regulatory Oversight
Adviser Support
Quality Assurance
Customer Outcomes
Risk Management
Stakeholder Engagement
Compliance Standards