Clayton Davies is seeking a Head of Compliance for a leading wealth management firm. The role supports the Compliance Director in governing the regulatory framework and embedding a risk-aware culture across the business.
Responsibilities include delivering a robust compliance monitoring programme, advising on regulatory developments, and leading training to ensure staff stay compliant with FCA requirements and Consumer Duty. A strong background in wealth management compliance is essential.
#J-18808-LjbffrHead of Compliance & Risk Oversight - Wealth Management in Sheffield employer: Clayton Davies
As a leading national Independent Financial Advice firm, we pride ourselves on fostering a supportive and dynamic work environment in Cumbria. Our commitment to employee growth is evident through comprehensive training and development opportunities, alongside competitive compensation packages that include bonuses and benefits. Join us to be part of a culture that values collaboration, innovation, and the pursuit of excellence in financial planning.
