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- Tasks: Lead compliance integration for acquisitions, ensuring regulatory alignment and operational excellence.
- Company: Join a fast-growing financial services group with a stellar reputation in business integration.
- Benefits: Enjoy a competitive salary and the flexibility of working from home.
- Why this job: Be part of a dynamic team that values high standards and impactful outcomes.
- Qualifications: Must have a Level 4 Diploma in Financial Planning and strong compliance experience.
- Other info: Due to high application volume, only shortlisted candidates will be contacted.
The predicted salary is between 48000 - 72000 £ per year.
Senior Compliance Manager (Acquisitions) Senior Compliance Manager (Acquisitions) Direct message the job poster from Clayton DaviesDirector at Clayton Davies – 07515031496 / paul@claytondavies.com Our client is a fast-growing, nationwide financial services group with a strong track record of integrating newly acquired businesses into the firm. Their approach blends high standards of regulatory governance with a commitment to delivering great outcomes for clients and colleagues alike.They\’re looking for an experienced compliance professional to assist in managing the integration and due diligence function, ensuring that every acquisition joins the business in full alignment with regulatory requirements and operational best practice.Role & Responsibilities:Lead and manage the compliance integration team, setting priorities and monitoring output.Review acquisition reports to ensure accuracy, clarity, and completeness.Highlight and escalate potential regulatory or operational risks, with practical solutions.Oversee the compliance aspects of the onboarding process for acquired businesses.Liaise with cross-functional teams to ensure alignment on integration activities.Maintain effective communication with external contacts to support timely project delivery.Identify opportunities to streamline processes and introduce automation or technology improvements.Do you have the following to apply?Level 4 Diploma in Financial Planning (or equivalent).Strong background in regulatory due diligence, operational compliance, or thematic reviews.Solid understanding of FCA rules and guidance relevant to financial advice and wealth management.Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.Clayton Davies is acting as an employment agency on behalf of our client.Seniority level Seniority level Mid-Senior levelEmployment type Employment type Full-timeJob function Job function OtherIndustries Financial Services and Investment ManagementReferrals increase your chances of interviewing at Clayton Davies by 2xGet notified about new Compliance Manager jobs in United Kingdom .Brighton, England, United Kingdom 1 week agoSenior Manager Global Regulatory Affairs Compliance Manager (Remote or Hybrid – UK) London, England, United Kingdom 2 months agoFinancial Crime Compliance Manager (Sanctions) Greater London, England, United Kingdom 1 week agoDirector Analyst- Compliance (Remote UK) London, England, United Kingdom 1 week agoCompliance Senior Training Delivery Manager – Remote in London SEC & FINRA Compliance & Regulatory Specialist – 100K-120k GBP London, England, United Kingdom 6 hours agoMoney Laundering Reporting Officer (MLRO) and Compliance Lead Business Compliance Manager (Data Protection & Privacy) Croydon, England, United Kingdom 3 weeks agoCompliance Specialist (QC/QA) – Crypto / Blockchain AML Regulatory Compliance Manager (Wealth & Trading) Network Process Excellence and Compliance Manager We\’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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Senior Compliance Manager (Acquisitions) employer: Clayton Davies
Contact Detail:
Clayton Davies Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Manager (Acquisitions)
✨Tip Number 1
Familiarise yourself with the latest FCA rules and guidance relevant to financial advice and wealth management. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the compliance field.
✨Tip Number 2
Network with professionals in the compliance sector, especially those who have experience in acquisitions. Engaging in conversations can provide insights into the role and may even lead to referrals or recommendations.
✨Tip Number 3
Prepare specific examples from your past experiences that showcase your ability to manage compliance integration and due diligence. Highlighting your problem-solving skills in real scenarios can set you apart from other candidates.
✨Tip Number 4
Stay informed about current trends and challenges in the financial services industry, particularly regarding acquisitions. Being able to discuss these topics during your interview will show your proactive approach and understanding of the market.
We think you need these skills to ace Senior Compliance Manager (Acquisitions)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in regulatory compliance and due diligence. Use specific examples from your previous roles that demonstrate your ability to manage compliance integration and lead teams.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Discuss how your background aligns with their needs, particularly your understanding of FCA rules and your experience in financial services.
Highlight Relevant Qualifications: Clearly state your Level 4 Diploma in Financial Planning or equivalent qualifications. Mention any additional certifications or training that may be relevant to the compliance field.
Showcase Problem-Solving Skills: Provide examples of how you've identified and resolved regulatory or operational risks in past roles. This will demonstrate your proactive approach and ability to implement practical solutions.
How to prepare for a job interview at Clayton Davies
✨Understand Regulatory Frameworks
Make sure you have a solid grasp of the FCA rules and guidance relevant to financial advice and wealth management. Be prepared to discuss how these regulations impact compliance processes and how you've navigated them in past roles.
✨Showcase Your Leadership Skills
As a Senior Compliance Manager, you'll be leading a team. Highlight your experience in managing teams, setting priorities, and monitoring outputs. Share specific examples of how you've successfully led compliance integration efforts in previous positions.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills, especially regarding regulatory or operational risks. Think of scenarios where you've identified risks and implemented practical solutions, and be ready to discuss these in detail.
✨Emphasise Cross-Functional Collaboration
The role requires liaising with various teams. Be ready to talk about your experience working with cross-functional teams and how you ensured alignment on integration activities. Provide examples of successful collaborations that led to improved outcomes.
