Clayton Davies is seeking a Level 4 qualified File Reviewer to join the compliance team. The role focuses on detailed file checks to ensure FCA standards and internal policies are met across pensions, investments, protection, and retirement planning.
The ideal candidate will hold a Level 4 Diploma in Regulated Financial Planning, have experience in file-checking or compliance within wealth management, and possess a strong understanding of regulatory expectations.
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Senior Compliance File Reviewer (Level 4) employer: Clayton Davies
As a growing IFA firm, we pride ourselves on fostering a supportive and dynamic work environment that prioritises employee development and collaboration. Our home-based model offers flexibility while ensuring our Client Review Team Leader can lead a dedicated team in delivering exceptional service to clients, with opportunities for professional growth through mentoring and hands-on involvement in technical report writing. Join us to be part of a culture that values innovation, teamwork, and the pursuit of excellence in financial advisory services.
