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- Tasks: Review advice quality and provide feedback to enhance adviser performance.
- Company: Leading wealth management firm focused on advice quality and risk management.
- Benefits: Flexible home-based work, competitive salary, and professional development opportunities.
- Other info: Join a dynamic team committed to continuous improvement and regulatory excellence.
- Why this job: Shape the future of financial advice while supporting advisers in delivering excellent client outcomes.
- Qualifications: Experience in adviser supervision and a Diploma Level 4 in Regulated Financial Planning.
The predicted salary is between 50000 - 60000 £ per year.
Our client is a leading wealth management firm who are looking for an Advice Quality Manager to help strengthen advice quality, capability, and risk management across a growing adviser population. You’ll work closely with colleagues across compliance, adviser leadership, and learning functions to shape a strong development culture, balancing regulatory expectations with practical, real-world adviser support.
- Reviewing advice quality and providing clear, constructive feedback that helps advisers improve outcomes for clients
- Identifying development needs and translating insight into targeted coaching, training, and learning activity
- Monitoring adviser risk profiles and contributing to proportionate oversight approaches
- Contributing to management insight through reporting on themes, trends, and emerging risks
- Playing an active role in embedding good customer outcomes and regulatory expectations into day-to-day advice practices
Experience working in adviser supervision, competence, or development within an FCA-regulated environment.
Diploma Level 4 in Regulated Financial Planning (or equivalent).
Quality Assurance Senior Pensions Officer employer: Clayton Davies
Contact Detail:
Clayton Davies Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Quality Assurance Senior Pensions Officer
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those already working in quality assurance or financial planning. A friendly chat can lead to insider info about job openings and even referrals.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory expectations and adviser support strategies. We want you to showcase your understanding of the role and how you can contribute to improving advice quality.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and career goals. Check out our website for tailored opportunities that match your skills in quality assurance and risk management.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind and show your enthusiasm for the role. Plus, it’s a great chance to reiterate how you can help strengthen advice quality.
We think you need these skills to ace Quality Assurance Senior Pensions Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Quality Assurance Senior Pensions Officer. Highlight your experience in adviser supervision and any relevant qualifications, like your Diploma Level 4 in Regulated Financial Planning. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about advice quality and how you can contribute to our team. Be specific about your experience in compliance and risk management, and don’t forget to show us your personality!
Showcase Your Achievements: When detailing your past roles, focus on your achievements rather than just responsibilities. Did you improve adviser outcomes or develop effective training programmes? We love numbers and results, so quantify your successes where possible!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Let’s get started on this journey together!
How to prepare for a job interview at Clayton Davies
✨Know Your Stuff
Make sure you’re well-versed in the key responsibilities of a Quality Assurance Senior Pensions Officer. Brush up on your knowledge of FCA regulations and how they impact adviser supervision. Being able to discuss specific examples of how you've improved advice quality or managed risk will really impress.
✨Showcase Your Coaching Skills
Since the role involves identifying development needs and providing targeted coaching, be ready to share your experiences in mentoring or training advisers. Think of a time when your feedback led to a significant improvement in an adviser’s performance and be prepared to discuss it in detail.
✨Be Data Savvy
The job requires monitoring adviser risk profiles and reporting on trends. Familiarise yourself with data analysis techniques and be ready to talk about how you’ve used data to inform decision-making in previous roles. Bring examples of reports or insights you've generated that contributed to better outcomes.
✨Emphasise Customer Outcomes
This role is all about embedding good customer outcomes into advice practices. Prepare to discuss how you’ve previously balanced regulatory expectations with real-world adviser support. Highlight any initiatives you’ve led that improved client satisfaction or compliance.