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- Tasks: Provide holistic financial advice and maintain client records in a supportive environment.
- Company: Join a successful wealth management firm focused on client-centric solutions.
- Benefits: Enjoy a competitive salary of £55,000 plus bonuses and full support.
- Why this job: Make a real impact by helping clients achieve their financial goals in a dynamic setting.
- Qualifications: Must have RQF level 4 Diploma in Regulated Financial Planning and prior experience as a Financial Adviser.
- Other info: Opportunity for continuous professional development and adherence to high industry standards.
The predicted salary is between 44000 - 66000 £ per year.
⭐️ Independent Financial Adviser
📍 Home Based
💰 c.£55,000 + Bonus
Our client, a successful wealth management firm, are looking for an Independent Financial Adviser to join the team. You will receive full paraplanning and administration support.
Role & Responsibilities: 📋
- Operating to the highest standards within a client centric environment, practicing a standardised process for advising clients and maintaining records of advice.
- Provide fully holistic independent whole of market advice to customers.
- Analysis of clients’ circumstances and finances to establish suitable solutions for their differing needs.
- Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
- Providing clients with comprehensive verbal and documented recommendations in line with the company’s best practice.
- Ensure best practice and client outcomes.
- Ensure that records are kept appropriately in line with the company’s record keeping and file quality requirements.
- Ensuring that competence to provide advice is maintained and a programme of CPD is undertaken and documented.
Do you have the following to apply? ✅
- RQF level 4 Diploma in Regulated Financial Planning (or equivalent).
- Previous experience as a Financial Adviser
- Ideally hold SPS Statement of Professional Standing by FCA accredited body
Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.
Clayton Davies is acting as an employment agency on behalf of our client.
Independent Financial Advisor employer: Clayton Davies
Contact Detail:
Clayton Davies Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Independent Financial Advisor
✨Tip Number 1
Make sure to highlight your experience in providing holistic financial advice. Use specific examples from your past roles that demonstrate your ability to analyze clients' circumstances and deliver tailored solutions.
✨Tip Number 2
Familiarize yourself with the company's Advice Standards and Consumer Duty Policy. Being able to discuss how you align with these standards during an interview will show your commitment to best practices in client care.
✨Tip Number 3
Prepare to discuss your ongoing professional development. Highlight any CPD activities you've undertaken recently, as this demonstrates your dedication to maintaining competence in providing financial advice.
✨Tip Number 4
Network with other financial professionals or join relevant online forums. This can provide insights into the latest trends in wealth management and may even lead to referrals or recommendations for the position.
We think you need these skills to ace Independent Financial Advisor
Some tips for your application 🫡
Understand the Role: Make sure you fully understand the responsibilities and requirements of the Independent Financial Adviser position. Tailor your application to highlight how your experience aligns with their needs.
Highlight Relevant Qualifications: Clearly state your RQF level 4 Diploma in Regulated Financial Planning or equivalent, and any other relevant qualifications. Mention your SPS Statement of Professional Standing if you have it.
Showcase Your Experience: Provide specific examples from your previous roles as a Financial Adviser. Emphasize your ability to provide holistic advice and maintain high standards in client interactions.
Professional Presentation: Ensure your CV and cover letter are professionally formatted and free of errors. Use clear language and structure to make your application easy to read and impactful.
How to prepare for a job interview at Clayton Davies
✨Showcase Your Client-Centric Approach
Emphasize your experience in providing holistic financial advice and how you prioritize client needs. Be prepared to discuss specific examples where you've successfully tailored solutions for clients.
✨Demonstrate Knowledge of Compliance Standards
Familiarize yourself with the company's Advice Standards and Consumer Duty Policy. During the interview, highlight your understanding of these standards and how you ensure compliance in your advisory practice.
✨Prepare for Technical Questions
Expect questions related to financial planning principles and regulatory requirements. Brush up on your knowledge of RQF level 4 topics and be ready to explain complex concepts in a clear and concise manner.
✨Discuss Continuous Professional Development
Be ready to talk about your commitment to ongoing learning and professional development. Share any relevant courses or certifications you've pursued to maintain your competence as a Financial Adviser.
