At a Glance
- Tasks: Lead compliance initiatives and foster a risk-aware culture in wealth management.
- Company: Join a leading wealth management firm with a strong reputation.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Other info: Opportunity for career advancement in a fast-paced, evolving sector.
- Why this job: Make a significant impact on compliance and risk oversight in a dynamic industry.
- Qualifications: Proven experience in wealth management compliance and regulatory knowledge.
The predicted salary is between 70000 - 90000 £ per year.
Clayton Davies is seeking a Head of Compliance for a leading wealth management firm.
The role supports the Compliance Director in governing the regulatory framework and embedding a risk-aware culture across the business.
Responsibilities include delivering a robust compliance monitoring programme, advising on regulatory developments, and leading training to ensure staff stay compliant with FCA requirements and Consumer Duty.
A strong background in wealth management compliance is essential. #J-18808-Ljbffr
We think you need these skills to ace Head of Compliance & Risk Oversight - Wealth Management
Compliance Monitoring
Regulatory Framework Governance
Risk Management
FCA Requirements Knowledge
Consumer Duty Understanding
Training and Development
Wealth Management Compliance
