Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance and oversee anti-financial crime framework in a dynamic financial environment.
- Company: Join a reputable FCA-regulated wealth management firm with a strong compliance culture.
- Benefits: Enjoy a competitive salary and the flexibility of home-based work.
- Why this job: Make a real impact by ensuring regulatory compliance and managing financial crime risks.
- Qualifications: Proven experience in compliance roles within financial advisory or investment firms.
- Other info: Opportunity to advise senior management and shape compliance strategies.
The predicted salary is between 43200 - 72000 £ per year.
⭐️ Head of Compliance & MLRO
📍 Home Based
💰 Competitive Salary
Our client is looking for a Head of Compliance & MLRO to lead the compliance function and oversee the anti-financial crime framework across the Group’s FCA-regulated wealth management and financial advisory firms. You will ensure that the firm meets all its regulatory obligations, maintain a robust compliance culture, and proactively manage financial crime risks.
Role & Responsibilities: 📋
- Serve as the firm’s Head of Compliance and MLRO, ensuring full adherence to FCA and other applicable regulations.
- Develop, implement, and maintain the compliance framework, policies, and procedures across the business.
- Act as the primary point of contact with regulators, including handling FCA notifications, reporting obligations, and inspections.
- Monitor and review financial crime risks, ensuring effective AML/CTF policies, client due diligence, and suspicious activity reporting.
- Deliver compliance training and support to staff at all levels, fostering a strong culture of compliance.
- Oversee compliance monitoring programmes, risk assessments, and internal audits.
- Advise the Board and senior management on emerging regulatory changes and best practices.
- Prepare and present compliance and AML/CTF reports to the Board and Committees.
Do you have the following to apply? ✅
- Proven experience as a Head of Compliance, MLRO, or senior compliance officer within a financial advisory, wealth management, or investment firm.
- In-depth knowledge of FCA Handbook including working knowledge of ICARA
Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.
Clayton Davies is acting as an employment agency on behalf of our client.
Head of Compliance employer: Clayton Davies
Contact Detail:
Clayton Davies Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial sectors. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Showcase your expertise! Prepare a portfolio that highlights your achievements in compliance, especially any successful projects or initiatives you've led. This will help you stand out during interviews.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or mentors to refine your responses, especially around regulatory knowledge and compliance strategies. Confidence is key!
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities waiting for you, and applying directly can sometimes give you an edge over other candidates.
We think you need these skills to ace Head of Compliance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Head of Compliance role. Highlight your experience with FCA regulations and compliance frameworks, as this will show us you’re the right fit for the job.
Craft a Compelling Cover Letter: Your cover letter should tell us why you’re passionate about compliance and how your background aligns with our needs. Be specific about your achievements in previous roles to grab our attention!
Showcase Your Regulatory Knowledge: We want to see your in-depth knowledge of the FCA Handbook and any relevant regulations. Mention specific examples where you've successfully navigated regulatory challenges in your past roles.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. We can’t wait to hear from you!
How to prepare for a job interview at Clayton Davies
✨Know Your Regulations
Make sure you’re well-versed in the FCA Handbook and any relevant regulations. Brush up on key compliance concepts and be ready to discuss how they apply to the role. This shows you’re not just familiar with the rules, but that you can navigate them effectively.
✨Showcase Your Experience
Prepare specific examples from your past roles where you successfully managed compliance issues or led initiatives. Highlight your experience as a Head of Compliance or MLRO, focusing on how you’ve developed and implemented compliance frameworks. Real-life stories resonate well!
✨Engage with Questions
Don’t just wait for questions to be thrown at you; come prepared with insightful questions about the company’s compliance culture and challenges. This demonstrates your genuine interest in the role and helps you assess if it’s the right fit for you.
✨Communicate Clearly
As a compliance leader, clear communication is key. Practice articulating complex compliance topics in a straightforward manner. During the interview, ensure you convey your thoughts clearly and confidently, as this will reflect your ability to train and support staff effectively.
