Clayton Davies is seeking a Head of Compliance & Adviser Standards to lead regulatory oversight and adviser supervision in a growing wealth management business. This role will shape governance, drive compliance strategy and champion technology-driven monitoring to improve customer outcomes.
Reporting to senior leadership, you will design assurance programmes, oversee AML and financial crime controls, and partner with regulators, auditors and internal stakeholders on strategic initiatives and
#J-18808-Ljbffr
Tech-Driven Chief Compliance & Adviser Standards in England employer: Clayton Davies
As a growing IFA firm, we pride ourselves on fostering a supportive and dynamic work environment that prioritises employee development and collaboration. Our home-based model offers flexibility while ensuring our Client Review Team Leader can lead a dedicated team in delivering exceptional service to clients, with opportunities for professional growth through mentoring and hands-on involvement in technical report writing. Join us to be part of a culture that values innovation, teamwork, and the pursuit of excellence in financial advisory services.
