At a Glance
- Tasks: Support firms in compliance, assess risks, and ensure regulatory readiness.
- Company: Dynamic financial services firm with a focus on governance and support.
- Benefits: Competitive salary of c.£60,000 plus excellent benefits.
- Other info: Hybrid role with opportunities for professional growth and development.
- Why this job: Make a real impact by helping businesses grow responsibly while ensuring compliance.
- Qualifications: CeMAP or equivalent, experience in compliance, and strong oversight skills.
The predicted salary is between 60000 - 60000 £ per year.
We’re looking for a knowledgeable and proactive Compliance Consultant to support and oversee a network of appointed firms and advisers operating in the mortgage and protection sector. This role is focused on ensuring partner firms operate with robust governance, effective controls, and in line with regulatory expectations. You’ll play a key role in safeguarding customer outcomes by identifying risks early, providing guidance, and supporting firms to continually improve. You’ll act as a trusted adviser, balancing oversight with support—helping businesses grow responsibly while maintaining high compliance standards.
Role & Responsibilities:
- Support new firms as they join the network, ensuring a smooth and well-structured setup
- Review business activities, processes, and controls to assess regulatory readiness
- Identify potential risks at an early stage and ensure these are addressed appropriately
- Work alongside internal teams to help advisers meet required competency standards
- Deliver proportionate, risk-based oversight across a range of firms
- Review performance data and indicators to identify trends or emerging risks
- Carry out targeted reviews, audits, and assessments where necessary
- Act as a trusted point of contact for compliance-related guidance
Do you have the following to apply?
- Must have CeMAP (or equivalent)
- Holding Advanced financial planning or supervision qualifications would be beneficial
- Background in a compliance, supervision, or oversight role within financial services
- Experience carrying out reviews or audits and managing follow-up actions
Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.
Compliance Consultant in England employer: Clayton Davies
As a Compliance Consultant with us, you'll join a dynamic and supportive team that values your expertise and encourages professional growth. Our hybrid work model allows for flexibility while ensuring you have the opportunity to engage directly with partner firms, fostering a culture of collaboration and continuous improvement. With competitive compensation and excellent benefits, we are committed to creating a rewarding environment where you can thrive in your career.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Consultant in England
✨Tip Number 1
Network like a pro! Reach out to industry professionals on LinkedIn or at events. We can’t stress enough how important it is to make connections that could lead to job opportunities.
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. We recommend practising common interview questions and having your own questions ready to show your interest.
✨Tip Number 3
Showcase your expertise! Bring examples of how you’ve identified risks and improved compliance in past roles. We want to see how you can add value to the team.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Compliance Consultant in England
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Consultant role. Highlight your relevant experience in compliance, supervision, or oversight within financial services. We want to see how your background aligns with the responsibilities outlined in the job description.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can help partner firms maintain high standards. We love seeing genuine enthusiasm and a clear understanding of the role.
Showcase Your Qualifications:Don’t forget to mention your CeMAP (or equivalent) qualification prominently. If you have any advanced financial planning or supervision qualifications, make sure they stand out too. We’re looking for candidates who meet our requirements!
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Let’s get your application in!
How to prepare for a job interview at Clayton Davies
✨Know Your Compliance Stuff
Make sure you brush up on your compliance knowledge, especially in the mortgage and protection sector. Familiarise yourself with key regulations and standards that firms need to adhere to, as this will show your expertise and readiness for the role.
✨Showcase Your Advisory Skills
Prepare examples of how you've acted as a trusted adviser in previous roles. Think about times when you identified risks and provided guidance to help businesses improve their compliance standards. This will demonstrate your proactive approach and ability to balance oversight with support.
✨Be Ready for Scenario Questions
Expect scenario-based questions where you'll need to assess potential risks or suggest improvements. Practice articulating your thought process clearly, as this will highlight your analytical skills and ability to think on your feet.
✨Ask Insightful Questions
Prepare some thoughtful questions about the company's compliance culture and how they support their partner firms. This shows your genuine interest in the role and helps you gauge if the company aligns with your values and work style.
