Senior Compliance Manager (6 Month FTC) in Edinburgh

⭐️ Senior Compliance Manager (6 Month FTC)

📍 London or Reading

💰 c.£85,000+ Benefits

Our client is a leading wealth management firm who are looking for a Senior Compliance Manager to join on a 6-month FTC. This is a hands-on role within a busy compliance function, offering the chance to influence key regulatory processes and support the business through an important period of activity.

Role & Responsibilities: 📋

• Acting as a primary point of contact for compliance queries from financial planning, investment, and central support teams
• Developing and refreshing internal policies and guidance to ensure alignment with regulatory expectations
• Providing oversight on governance, conduct, and operational risk matters
• Reviewing marketing and client communications to confirm regulatory compliance
• Supporting integration and change initiatives, particularly relating to acquisitions or business transformation
• Monitoring incidents, analysing root causes, and recommending improvements
• Working closely with senior leadership on management information, committee reporting, and regulatory submissions
• Handling specialist tasks such as SMCR-related administration, directory management, and data protection requests
• Deputising for the Head of Compliance when required and contributing to wider compliance projects

Do you have the following to apply? ✅

• Significant compliance experience within wealth management or financial planning
• Strong working knowledge of FCA rules and how they apply in a client-advice environment

Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.