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- Tasks: Support top IFA firms by checking files, answering queries, and training advisers.
- Company: Join a successful compliance consultancy firm with a strong reputation in the industry.
- Benefits: Enjoy a hybrid work model and a competitive salary.
- Why this job: Make an impact in wealth management while growing your skills in a supportive environment.
- Qualifications: Must have Level 4 Diploma in Financial Planning and compliance experience.
- Other info: Work with clients across various locations in the UK.
The predicted salary is between 36000 - 60000 £ per year.
⭐️ Compliance Consultant
📍 Hybrid based
💰 Competitive Salary on Offer
Our client, a successful compliance consultancy firm, are looking for a Compliance Consultant to join the team and support them in looking after some of the best IFA firms within the UK.
The vacancy is a hybrid role, and you will be expected to work at home or at client’s offices as required. You will be looking after clients in Colchester, North London, Maldon, Chelmsford, Ipswich, and other local areas.
Role & Responsibilities: 📋
- File checking
- Answering client compliance queries
- Reviewing, and updating in house procedures
- Training advisers
- Reviewing CPD activity
- Collating management information
- Annual audits
Do you have the following to apply? ✅
- Qualified to Level 4 Diploma in Financial Planning (or equivalent)
- Compliance experience within the wealth management industry
Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.
Clayton Davies is acting as an employment agency on behalf of our client.
Compliance Consultant employer: Clayton Davies
Contact Detail:
Clayton Davies Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Consultant
✨Tip Number 1
Make sure to familiarize yourself with the latest compliance regulations and standards in the wealth management industry. This knowledge will not only help you during the interview but also demonstrate your commitment to staying updated in this field.
✨Tip Number 2
Network with professionals in the compliance sector, especially those who work with IFA firms. Engaging with them on platforms like LinkedIn can provide you with insights and potentially valuable connections that may lead to job opportunities.
✨Tip Number 3
Prepare to discuss specific examples of how you've handled compliance queries or audits in your previous roles. Being able to share real-life scenarios will showcase your experience and problem-solving skills effectively.
✨Tip Number 4
Research the consultancy firm thoroughly before your interview. Understanding their client base and the specific challenges they face will allow you to tailor your responses and show that you're genuinely interested in contributing to their success.
We think you need these skills to ace Compliance Consultant
Some tips for your application 🫡
Understand the Role: Make sure you fully understand the responsibilities of a Compliance Consultant. Familiarize yourself with the specific tasks mentioned in the job description, such as file checking and answering client compliance queries.
Highlight Relevant Experience: In your application, emphasize your compliance experience within the wealth management industry. Mention any relevant qualifications, especially your Level 4 Diploma in Financial Planning or equivalent.
Tailor Your CV: Customize your CV to reflect the skills and experiences that align with the job requirements. Use keywords from the job description to make your application stand out.
Craft a Strong Cover Letter: Write a compelling cover letter that explains why you are a great fit for the role. Address your understanding of the compliance consultancy field and how your background can benefit the firm.
How to prepare for a job interview at Clayton Davies
✨Show Your Compliance Knowledge
Make sure to brush up on your understanding of compliance regulations and best practices in the wealth management industry. Be prepared to discuss specific examples from your past experience that demonstrate your expertise.
✨Demonstrate Client-Focused Thinking
Since you'll be working with IFA firms, it's crucial to show that you understand their needs. Prepare to discuss how you've successfully handled client queries and provided solutions in previous roles.
✨Highlight Your Training Experience
Training advisers is a key part of this role. Be ready to share examples of how you've trained others in compliance procedures or financial planning, showcasing your ability to communicate complex information clearly.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-world compliance scenarios. Think about challenges you've faced in the past and how you resolved them, as this will demonstrate your critical thinking abilities.
