At a Glance
- Tasks: Lead compliance framework and ensure adherence to FCA regulations in a dynamic wealth management firm.
- Company: Join a forward-thinking wealth management firm committed to compliance excellence.
- Benefits: Competitive salary, professional development opportunities, and a supportive work environment.
- Other info: Dynamic team with opportunities for career advancement and personal growth.
- Why this job: Make a real impact by fostering a strong compliance culture in the financial sector.
- Qualifications: Significant compliance experience in financial planning and Level 4 Diploma in Financial Planning required.
The predicted salary is between 70000 - 90000 £ per year.
Clayton Davies is seeking a Head of Compliance to join a dynamic wealth management firm in the UK. The role involves leading the compliance framework, ensuring adherence to FCA regulations, and fostering a strong compliance culture.
Key responsibilities include:
- Managing regulatory relationships
- Compliance audits
- Developing training programs
The ideal candidate will have significant experience in compliance within financial planning firms and possess at least a Level 4 Diploma in Financial Planning.
Chief Compliance & Regulatory Strategy Lead employer: Clayton Davies
Clayton Davies offers an exceptional work environment for compliance professionals, characterised by a strong commitment to regulatory excellence and employee development. With a focus on fostering a collaborative culture, the firm provides ample opportunities for growth through tailored training programmes and mentorship, all within the vibrant financial landscape of the UK. Joining our team means being part of a forward-thinking organisation that values integrity and innovation in wealth management.
