At a Glance
- Tasks: Lead compliance oversight and shape the regulatory framework for a wealth management firm.
- Company: Clayton Davies, a growing wealth management firm with a focus on compliance.
- Benefits: Flexible Midlands-based role with competitive salary and career advancement opportunities.
- Other info: Opportunity to drive risk-based controls and governance across the business.
- Why this job: Make a significant impact in shaping compliance strategies in a dynamic industry.
- Qualifications: FCA expertise and proven experience in IFA/wealth management required.
The predicted salary is between 80000 - 100000 £ per year.
Clayton Davies is seeking a Head of Compliance to lead regulatory oversight and shape the compliance framework for a growing wealth management firm.
You will manage training and competency standards, act as the main regulator contact, and drive risk-based controls, audits and governance across the business.
The role requires FCA expertise and a proven track record in IFA/wealth management, with Midlands-based flexibility.
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Chief Compliance & Regulatory Strategy Leader in Birmingham employer: Clayton Davies
As a leading national Independent Financial Advice firm, we pride ourselves on fostering a supportive and dynamic work environment in Cumbria. Our commitment to employee growth is evident through comprehensive training and development opportunities, alongside competitive compensation packages that include bonuses and benefits. Join us to be part of a culture that values collaboration, innovation, and the pursuit of excellence in financial planning.
