Clayton Davies Ltd is seeking an experienced Training & Competence Supervisor to uphold customer outcomes, adviser competency and regulatory compliance within a regulated wealth management environment. The role collaborates with Compliance and senior leadership to oversee monitoring, QA reviews and competency assessments.
The successful candidate will drive continuous improvement, deliver coaching, and ensure accurate regulatory records and SM&CR documentation are maintained.
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T&C Lead: Regulated Wealth Management & Compliance employer: Clayton Davies Ltd
Join a dynamic and supportive team at our client's established financial advice business, where your role as an IFA Administrator will be pivotal in delivering exceptional client service. With a strong focus on professional development, the company fosters a collaborative work culture that encourages growth and innovation, all while ensuring compliance and high standards are met. Located in a thriving area, employees benefit from a vibrant work environment and opportunities to enhance their skills in the financial sector.
