Clayton Davies Ltd is seeking a Compliance Manager to join its acquisitions function. You will assess financial planning businesses pre-acquisition, building a clear view of regulatory history and potential exposure. You will ensure identified issues are addressed as entities join the group.
The role involves detailed regulatory assessments, reviewing information for risk profiling, and collaborating with compliance, legal, finance and operations teams throughout the due diligence process.
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M&A Compliance Lead, Financial Services employer: Clayton Davies Ltd
Join a dynamic and supportive team at our client's established financial advice business, where your role as an IFA Administrator will be pivotal in delivering exceptional client service. With a strong focus on professional development, the company fosters a collaborative work culture that encourages growth and innovation, all while ensuring compliance and high standards are met. Located in a thriving area, employees benefit from a vibrant work environment and opportunities to enhance their skills in the financial sector.
