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- Tasks: Provide holistic financial advice and ensure client satisfaction with tailored solutions.
- Company: A growing wealth management firm focused on client-centric services.
- Benefits: Flexible home-based work with occasional travel and professional development opportunities.
- Why this job: Make a real difference in clients' financial lives while working in a supportive environment.
- Qualifications: RQF level 4 Diploma in Regulated Financial Planning and previous advisory experience required.
- Other info: Join a dynamic team with a commitment to best practices and continuous learning.
The predicted salary is between 50000 - 70000 £ per year.
HOME BASED WITH OCCASIONAL TRAVEL INTO YORKSHIRE
Our client is a growing wealth management firm who are looking for an experienced Independent Financial Advisor to join the team. The role will involve taking responsibility for the following:
- Operating to the highest standards within a client centric environment, practicing a standardised process for advising clients and maintaining records of advice.
- Provide fully holistic independent whole of market advice to customers.
- Analysis of clients' circumstances and finances to establish suitable solutions for their differing needs.
- Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
- Providing clients with comprehensive verbal and documented recommendations in line with the company's best practice.
- Ensure best practice and client outcomes.
- Ensure that records are kept appropriately in line with the company's record keeping and file quality requirements.
- Ensuring that competence to provide advice is maintained and a programme of CPD is undertaken and documented.
Key Requirements:
- RQF level 4 Diploma in Regulated Financial Planning (or equivalent).
- Previous experience as a Financial Adviser.
- Ideally hold SPS Statement of Professional Standing by FCA accredited body.
Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.
Clayton Davies is acting as an employment agency on behalf of our client.
Independent Financial Advisor in Guiseley employer: Clayton Davies Ltd
Contact Detail:
Clayton Davies Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Independent Financial Advisor in Guiseley
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial sector and let them know you're on the lookout for opportunities. You never know who might have a lead or can put in a good word for you.
✨Tip Number 2
Prepare for those interviews! Research the company and their approach to wealth management. Be ready to discuss how your experience aligns with their client-centric values and how you can contribute to their success.
✨Tip Number 3
Showcase your expertise! Bring along examples of your previous work, especially any holistic advice you've provided. This will help demonstrate your ability to meet client needs and adhere to best practices.
✨Tip Number 4
Apply through our website! We make it easy for you to submit your application directly, ensuring it gets the attention it deserves. Plus, it’s a great way to stay updated on new opportunities that match your skills.
We think you need these skills to ace Independent Financial Advisor in Guiseley
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience that match the Independent Financial Advisor role. Highlight your RQF level 4 Diploma and any relevant qualifications or experiences that show you can operate in a client-centric environment.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention your holistic approach to financial advice and how you ensure compliance with company standards.
Showcase Your Client-Centric Approach: In your application, emphasise your commitment to providing tailored solutions for clients. Share examples of how you've successfully analysed client circumstances and delivered recommendations that adhere to best practices.
Apply Through Our Website: We encourage you to apply directly through our website for a smoother process. This way, we can easily track your application and get back to you as soon as possible!
How to prepare for a job interview at Clayton Davies Ltd
✨Know Your Stuff
Make sure you brush up on your knowledge of financial regulations and the latest market trends. Being well-versed in the RQF level 4 Diploma content will show that you're serious about your expertise and can provide top-notch advice.
✨Client-Centric Mindset
Prepare to discuss how you’ve previously operated in a client-centric environment. Think of specific examples where you’ve tailored advice to meet individual client needs, as this is crucial for the role.
✨Demonstrate Best Practices
Be ready to explain how you ensure compliance with company standards and consumer duty policies. Highlight your experience in maintaining records and how you keep up with CPD requirements to demonstrate your commitment to best practices.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm’s approach to wealth management and client relationships. This shows your genuine interest in the role and helps you assess if the company aligns with your values and work style.