Clayton Davies Ltd is representing a leading wealth management firm seeking a Compliance Officer to join the Compliance function and support the Head of Compliance. This is a broad and varied role with exposure to regulatory oversight, adviser support, quality assurance, customer outcomes and risk management.
You will work with senior stakeholders across the business to maintain high compliance standards and contribute to a culture of integrity, good governance and positive customer outcomes.
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Wealth Compliance Officer: Governance & Customer Outcomes in England employer: Clayton Davies Ltd
Join a dynamic and supportive team at our client's established financial advice business, where your role as an IFA Administrator will be pivotal in delivering exceptional client service. With a strong focus on professional development, the company fosters a collaborative work culture that encourages growth and innovation, all while ensuring compliance and high standards are met. Located in a thriving area, employees benefit from a vibrant work environment and opportunities to enhance their skills in the financial sector.
