Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance efforts and ensure the firm meets regulatory standards.
- Company: Join a dynamic Manchester firm in the wealth management sector.
- Benefits: Opportunity for growth, vibrant team culture, and potential future leadership role.
- Why this job: Shape compliance strategy and make a real impact in a supportive environment.
- Qualifications: Experience in compliance and knowledge of regulatory requirements are essential.
- Other info: Engage with a young, active team and contribute to the firm's future.
The predicted salary is between 43200 - 72000 £ per year.
Job Description: This is an exciting opportunity to join a well-established Manchester based firm operating in the wealth management space who are seeking an experienced Compliance Manager to support their next period of growth. For the right candidate this in an excellent opportunity to help shape the firms future compliance strategy and offers the opportunity to become the SMF 16 role holder in the future. A young and vibrant team led by a senior management team who are engaged and very active within the firm. The role will involve taking responsibility for the following; Responsible for providing expert compliance advice and guidance to the directors and staff within the business, ensuring adherence to regulatory requirements and promoting a culture of compliance within the business. The Compliance Manager will require the requisite knowledge and skills to review and update regulatory policies and procedures, handle FCA technical queries, monitor regulatory changes, conduct ?le reviews, and contribute to staff and board meetings and publications. Stay updated on regulatory changes and proactively communicate them to colleagues. Conduct comprehensive file reviews to ensure that the firm’s advice is compliant and delivers good outcomes for clients. To identify areas for improvement and implement necessary changes. Engage with all colleagues through meetings, presentations, and p…
Compliance Manager employer: Clayton Davies Ltd
Contact Detail:
Clayton Davies Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Familiarize yourself with the latest FCA regulations and compliance frameworks relevant to wealth management. This will not only help you in interviews but also demonstrate your proactive approach to staying updated in the field.
✨Tip Number 2
Network with professionals in the compliance sector, especially those working in wealth management. Engaging in conversations can provide insights into the company culture and expectations, which can be beneficial during your application process.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully implemented compliance strategies in previous roles. Highlighting your hands-on experience will show that you can contribute effectively to shaping the firm's future compliance strategy.
✨Tip Number 4
Demonstrate your ability to communicate complex regulatory information clearly. Since the role involves advising directors and staff, showcasing your communication skills can set you apart from other candidates.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Manager position. Understand the key responsibilities and required skills, as this will help you tailor your application to highlight relevant experiences.
Highlight Relevant Experience: In your CV and cover letter, emphasize your previous experience in compliance roles, particularly in wealth management or similar sectors. Use specific examples to demonstrate your expertise in regulatory policies and procedures.
Showcase Your Knowledge: Demonstrate your understanding of current regulatory requirements and changes in your application. Mention any relevant certifications or training that showcase your commitment to staying updated in the compliance field.
Personalize Your Application: Address your cover letter to the hiring manager if possible, and express your enthusiasm for joining a young and vibrant team. Mention how you can contribute to shaping the firm's compliance strategy and culture.
How to prepare for a job interview at Clayton Davies Ltd
✨Show Your Compliance Knowledge
Make sure to brush up on the latest regulatory changes and compliance frameworks relevant to the wealth management sector. Being able to discuss these topics confidently will demonstrate your expertise and commitment to the role.
✨Prepare for Scenario-Based Questions
Expect questions that ask you to provide solutions to hypothetical compliance issues. Prepare examples from your past experience where you successfully navigated similar challenges, showcasing your problem-solving skills.
✨Emphasize Team Collaboration
Since the role involves engaging with colleagues across various levels, highlight your experience in working collaboratively. Share examples of how you've effectively communicated compliance matters to non-compliance staff and fostered a culture of compliance.
✨Demonstrate Proactivity
Discuss instances where you took the initiative to implement compliance improvements or updates. This shows that you are not just reactive but also proactive in ensuring adherence to regulations and enhancing the firm's compliance strategy.
